RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-18: Reporting owner CADIGAN WILLIAM J.; Form 3; Security Stock Option; Transaction Holding.
- 2009-10-19: Reporting owner SAUNDERS STEVEN; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-19: Reporting owner Clark Wesley; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-19: Reporting owner LINTZENICH JAMES C; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-18 holding as of filing | CADIGAN WILLIAM J. Officer (Vice President of Finance) | 3 | Stock Option Derivative · Direct | Holding | $0.20 exercise price | 2009-12-18 | ||
| 2009-10-19 | SAUNDERS STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.20 exercise price | 2009-10-20 | |
| 2009-10-19 | Clark Wesley Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.20 exercise price | 2009-10-20 | |
| 2009-10-19 | LINTZENICH JAMES C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.20 exercise price | 2009-10-20 | |
| 2009-10-19 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.20 exercise price | 2009-10-20 | |
| 2009-10-19 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,375 27,375 owned after | $0.20 exercise price | 2009-10-20 | |
| 2009-10-19 | Shropshire Kenneth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.20 exercise price | 2009-10-20 | |
| 2009-08-14 | Clark Wesley Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.22 exercise price | 2009-09-21 | |
| 2009-08-14 | Clark Wesley Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.22 exercise price | 2009-09-21 | |
| 2009-08-14 | Shropshire Kenneth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.22 exercise price | 2009-09-09 | |
| 2009-08-14 | Shropshire Kenneth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.22 exercise price | 2009-09-09 | |
| 2009-08-14 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,750 54,750 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | SAUNDERS STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | SAUNDERS STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | LINTZENICH JAMES C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-08-14 | LINTZENICH JAMES C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-07-28 | Gingras Leo Gerard Officer (Chief Operating Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.22 exercise price | 2009-09-08 | |
| 2009-07-06 | SHORT W. JOHN Officer (President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.20 exercise price | 2009-07-22 | |
| 2009-07-06 | SHORT W. JOHN Officer (President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,400,000 2,600,000 owned after | $0.20 exercise price | 2009-07-22 | |
| 2009-07-06 | SHORT W. JOHN Officer (President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400,000 5,000,000 owned after | $0.20 exercise price | 2009-07-22 |