RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-09-15: Reporting owner Newland Kody K; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-07: Reporting owner Shropshire Kenneth; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-07: Reporting owner LINTZENICH JAMES C; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-07: Reporting owner SAUNDERS STEVEN; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-09-15 | Newland Kody K Officer (Senior VP Sales & Marketing) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +583,333 583,333 owned after | $0.20 | 2011-05-16 | |
| 2010-07-07 | Shropshire Kenneth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-19 | |
| 2010-07-07 | LINTZENICH JAMES C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-19 | |
| 2010-07-07 | SAUNDERS STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-19 | |
| 2010-07-07 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-19 | |
| 2010-07-07 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-16 | |
| 2010-07-07 | Quinn John Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-16 | |
| 2010-07-07 | Gingras Leo Gerard Officer (President, COO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500,000 4,500,000 owned after | $0.20 | 2010-07-09 | |
| 2010-07-07 | Gingras Leo Gerard Officer (President, COO) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +1,500,000 0 owned after | $0.22 | 2010-07-09 | |
| 2010-07-07 | Gingras Leo Gerard Officer (President, COO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.20 | 2010-07-09 | |
| 2010-07-07 | SHORT W. JOHN Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.20 | 2010-07-09 | |
| 2010-06-15 | Belt Dale Officer (Exec. VP & Chief Financial Off) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.20 | 2010-07-02 | |
| 2010-04-08 | Quinn John Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +182,639 182,639 owned after | $0.20 | 2010-07-01 | |
| 2010-03-03 | Newland Kody K Officer (Sr. Vice President of Sales) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.20 exercise price | 2010-03-04 | |
| 2010-01-20 holding as of filing | BATISTA ELISEU Officer (Executive VP - Latin America) | 3 | Stock Option Derivative · Direct | Holding | $0.24 exercise price | 2010-01-20 | ||
| 2010-01-08 | Shropshire Kenneth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.20 | 2010-01-11 | |
| 2010-01-08 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.20 | 2010-01-11 | |
| 2010-01-08 | LINTZENICH JAMES C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $0.20 | 2010-01-11 | |
| 2010-01-08 | SAUNDERS STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.20 | 2010-01-11 | |
| 2010-01-08 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,250 23,250 owned after | $0.20 | 2010-01-11 | |
| 2010-01-01 | Shropshire Kenneth Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-02 | |
| 2010-01-01 | LINTZENICH JAMES C Director | 4 | Stock Ooption Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-02 | |
| 2010-01-01 | SAUNDERS STEVEN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-01 | |
| 2010-01-01 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-01 | |
| 2010-01-01 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2010-07-01 |