QUEST SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-09: Reporting owner Davidson Scott; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-09: Reporting owner Dickson Steve; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-09: Reporting owner Fudge Alan; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-09: Reporting owner GARN DOUGLAS F; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-09 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $15.71 exercise price | 2011-09-13 | |
| 2011-09-09 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $15.71 exercise price | 2011-09-13 | |
| 2011-09-09 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,000 91,000 owned after | $15.71 exercise price | 2011-09-13 | |
| 2011-09-09 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,000 260,000 owned after | $15.71 exercise price | 2011-09-13 | |
| 2011-09-09 | SMITH VINCENT C Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $15.71 exercise price | 2011-09-13 | |
| 2011-09-09 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $15.71 exercise price | 2011-09-13 | |
| 2011-05-19 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 132,000 owned after | $12.55 exercise price | 2011-05-23 | |
| 2011-03-10 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $25.91 exercise price | 2011-03-14 | |
| 2011-03-10 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $25.91 exercise price | 2011-03-14 | |
| 2011-03-10 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,500 155,500 owned after | $25.91 exercise price | 2011-03-14 | |
| 2011-03-10 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $25.91 exercise price | 2011-03-14 | |
| 2011-03-10 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,650 400,650 owned after | $25.91 exercise price | 2011-03-14 | |
| 2011-03-10 | SMITH VINCENT C Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +575,000 575,000 owned after | $25.91 exercise price | 2011-03-14 | |
| 2011-03-09 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $15.24 exercise price | 2011-03-10 | |
| 2011-03-02 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115,538 0 owned after | $26.51 exercise price | 2011-03-03 | |
| 2011-03-01 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,900 115,538 owned after | $26.51 exercise price | 2011-03-03 | |
| 2011-03-01 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $20.34 exercise price | 2011-03-03 | |
| 2011-03-01 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $20.34 exercise price | 2011-03-01 | |
| 2011-02-28 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,130 360,520 owned after | $16.85 exercise price | 2011-03-01 | |
| 2011-02-28 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 320,520 owned after | $16.85 exercise price | 2011-03-01 | |
| 2011-02-28 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,400 281,438 owned after | $26.51 exercise price | 2011-03-01 | |
| 2011-02-28 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −132,000 149,438 owned after | $26.51 exercise price | 2011-03-01 | |
| 2011-02-25 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 0 owned after | $15.20 exercise price | 2011-03-01 | |
| 2011-02-25 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,162 287,838 owned after | $26.51 exercise price | 2011-03-01 | |
| 2011-02-22 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,900 0 owned after | $24.40 exercise price | 2011-02-24 | |
| 2011-02-22 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 154,000 owned after | $12.55 exercise price | 2011-02-24 | |
| 2011-01-03 | Lane Raymond J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.97 exercise price | 2011-01-05 | |
| 2011-01-03 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.97 exercise price | 2011-01-05 | |
| 2011-01-03 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.97 exercise price | 2011-01-05 | |
| 2011-01-03 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.97 exercise price | 2011-01-05 | |
| 2011-01-03 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $27.97 exercise price | 2011-01-05 |