QUEST SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-29: Reporting owner SMITH VINCENT C; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2006-12-29: Reporting owner SMITH VINCENT C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-29: Reporting owner SMITH VINCENT C; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2006-12-29: Reporting owner SMITH VINCENT C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-29 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $14.81 exercise price | 2007-01-03 | |
| 2006-12-29 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $26.51 exercise price | 2007-01-03 | |
| 2006-12-29 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $10.74 exercise price | 2007-01-03 | |
| 2006-12-29 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $24.40 exercise price | 2007-01-03 | |
| 2006-12-29 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −185,000 0 owned after | $10.74 exercise price | 2007-01-03 | |
| 2006-12-29 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,000 185,000 owned after | $24.40 exercise price | 2007-01-03 | |
| 2006-12-28 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $26.50 exercise price | 2007-01-03 | |
| 2006-12-28 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $55.25 exercise price | 2007-01-03 | |
| 2006-12-28 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $14.81 exercise price | 2007-01-03 | |
| 2006-12-28 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $26.51 exercise price | 2007-01-03 | |
| 2006-12-28 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,900 0 owned after | $10.74 exercise price | 2007-01-03 | |
| 2006-12-28 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,900 72,900 owned after | $24.40 exercise price | 2007-01-03 | |
| 2006-05-10 | Foley Anthony Officer (SVP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 56,000 owned after | $11.18 exercise price | 2006-05-12 | |
| 2006-05-09 | BROOKS KEVIN E Officer (V.P., Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 32,000 owned after | $11.56 exercise price | 2006-05-11 | |
| 2006-03-09 | Foley Anthony Officer (SVP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 75,000 owned after | $11.56 exercise price | 2006-03-10 | |
| 2006-03-09 | GARN DOUGLAS F Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 72,900 owned after | $10.74 exercise price | 2006-03-10 | |
| 2006-03-08 | BROOKS KEVIN E Officer (V.P., Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 39,000 owned after | $11.56 exercise price | 2006-03-10 |