QUEST SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-10: Reporting owner Reasoner Scott; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-10: Reporting owner Davidson Scott; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-10: Reporting owner Davidson Scott; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-08: Reporting owner GARN DOUGLAS F; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $17.22 exercise price | 2010-12-14 | |
| 2010-12-10 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $11.18 exercise price | 2010-12-14 | |
| 2010-12-10 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 64,500 owned after | $12.55 exercise price | 2010-12-14 | |
| 2010-12-08 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,500 0 owned after | $14.59 exercise price | 2010-12-10 | |
| 2010-12-02 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $14.59 exercise price | 2010-12-06 | |
| 2010-12-01 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 4,500 owned after | $11.18 exercise price | 2010-12-03 | |
| 2010-11-18 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $7.89 exercise price | 2010-11-22 | |
| 2010-11-18 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $11.56 exercise price | 2010-11-22 | |
| 2010-11-18 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 14,500 owned after | $11.18 exercise price | 2010-11-22 | |
| 2010-11-15 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 0 owned after | $12.31 exercise price | 2010-11-17 | |
| 2010-11-15 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 0 owned after | $12.35 exercise price | 2010-11-17 | |
| 2010-11-15 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 0 owned after | $12.89 exercise price | 2010-11-17 | |
| 2010-11-15 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,768 32,500 owned after | $14.59 exercise price | 2010-11-15 | |
| 2010-11-15 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $11.56 exercise price | 2010-11-15 | |
| 2010-11-15 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $11.18 exercise price | 2010-11-15 | |
| 2010-11-15 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,000 176,000 owned after | $12.55 exercise price | 2010-11-15 | |
| 2010-11-12 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 80,000 owned after | $16.00 exercise price | 2010-11-15 | |
| 2010-11-12 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,232 119,268 owned after | $14.59 exercise price | 2010-11-15 | |
| 2010-11-11 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 400 owned after | $15.20 exercise price | 2010-11-15 | |
| 2010-11-11 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $15.36 exercise price | 2010-11-15 | |
| 2010-11-11 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,500 191,500 owned after | $14.59 exercise price | 2010-11-15 | |
| 2010-08-09 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $11.18 exercise price | 2010-08-09 | |
| 2010-08-09 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $14.59 exercise price | 2010-08-09 | |
| 2010-08-06 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 7,500 owned after | $11.18 exercise price | 2010-08-09 | |
| 2010-08-06 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $14.59 exercise price | 2010-08-09 | |
| 2010-08-04 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 100,000 owned after | $11.56 exercise price | 2010-08-05 | |
| 2010-08-03 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 800 owned after | $15.20 exercise price | 2010-08-05 | |
| 2010-08-03 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 450 owned after | $15.36 exercise price | 2010-08-05 | |
| 2010-08-03 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 8,000 owned after | $12.31 exercise price | 2010-08-05 | |
| 2010-08-03 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $12.89 exercise price | 2010-08-05 | |
| 2010-08-03 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60 0 owned after | $14.93 exercise price | 2010-08-05 | |
| 2010-08-03 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $14.93 exercise price | 2010-08-05 | |
| 2010-08-03 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $11.56 exercise price | 2010-08-05 | |
| 2010-08-03 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 35,000 owned after | $14.59 exercise price | 2010-08-05 | |
| 2010-08-03 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 17,500 owned after | $11.18 exercise price | 2010-08-05 | |
| 2010-08-03 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 12,500 owned after | $11.18 exercise price | 2010-08-05 | |
| 2010-08-03 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 9,000 owned after | $7.89 exercise price | 2010-08-05 | |
| 2010-03-04 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 1,200 owned after | $15.20 exercise price | 2010-03-05 | |
| 2010-03-04 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 900 owned after | $15.36 exercise price | 2010-03-05 | |
| 2010-02-26 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,650 400,650 owned after | $16.85 exercise price | 2010-03-02 | |
| 2010-02-26 | SMITH VINCENT C Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,787 165,787 owned after | $12.55 exercise price | 2010-03-02 | |
| 2010-02-26 | SMITH VINCENT C Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +425,000 425,000 owned after | $16.85 exercise price | 2010-03-02 | |
| 2010-02-26 | SMITH VINCENT C Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +575,000 575,000 owned after | $16.85 exercise price | 2010-03-02 | |
| 2010-02-26 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 16,000 owned after | $7.89 exercise price | 2010-03-02 | |
| 2010-02-26 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +142,350 142,350 owned after | $16.85 exercise price | 2010-03-02 | |
| 2010-02-26 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,350 103,350 owned after | $16.85 exercise price | 2010-03-02 | |
| 2010-02-26 | Dickson Steve Officer (SVP, Product Management & Mktg) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $16.85 exercise price | 2010-03-02 | |
| 2010-02-17 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $12.89 exercise price | 2010-02-19 | |
| 2010-02-17 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 200,000 owned after | $11.56 exercise price | 2010-02-19 | |
| 2010-01-04 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.43 exercise price | 2010-01-05 | |
| 2010-01-04 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.43 exercise price | 2010-01-05 | |
| 2010-01-04 | LANE RAYMOND J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.43 exercise price | 2010-01-05 | |
| 2010-01-04 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.43 exercise price | 2010-01-05 | |
| 2010-01-04 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.43 exercise price | 2010-01-05 |