QUEST SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-10: Reporting owner Reasoner Scott; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-16: Reporting owner GARN DOUGLAS F; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-12: Reporting owner GARN DOUGLAS F; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-11-11: Reporting owner GARN DOUGLAS F; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-10 | Reasoner Scott Officer (VP, CORPORATE CONTROLLER) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.22 exercise price | 2009-12-11 | |
| 2009-11-16 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 250,000 owned after | $11.56 exercise price | 2009-11-16 | |
| 2009-11-12 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,500 300,000 owned after | $11.56 exercise price | 2009-11-16 | |
| 2009-11-11 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 359,500 owned after | $11.56 exercise price | 2009-11-12 | |
| 2009-11-11 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 339,500 owned after | $11.56 exercise price | 2009-11-12 | |
| 2009-11-10 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 370,000 owned after | $11.56 exercise price | 2009-11-12 | |
| 2009-09-09 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Indirect · By Augie Nieto, Inc. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $10.22 exercise price | 2009-09-11 | |
| 2009-09-09 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 22,000 owned after | $7.89 exercise price | 2009-09-11 | |
| 2009-08-25 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 25,000 owned after | $7.89 exercise price | 2009-08-26 | |
| 2009-08-13 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $16.00 exercise price | 2009-08-14 | |
| 2009-05-14 | SMITH VINCENT C Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,500 186,500 owned after | $12.55 exercise price | 2009-05-18 | |
| 2009-05-14 | GARN DOUGLAS F Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $12.55 exercise price | 2009-05-18 | |
| 2009-05-14 | Dickson Steve Officer (SVP, Product Management & Mktg) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $12.55 exercise price | 2009-05-18 | |
| 2009-05-14 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $12.55 exercise price | 2009-05-18 | |
| 2009-01-02 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.89 exercise price | 2009-01-06 | |
| 2009-01-02 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.89 exercise price | 2009-01-06 | |
| 2009-01-02 | LANE RAYMOND J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.89 exercise price | 2009-01-06 | |
| 2009-01-02 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.89 exercise price | 2009-01-06 | |
| 2009-01-02 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.89 exercise price | 2009-01-06 |