QUEST SOFTWARE INC Forms 3, 4 and 5: Swaps, Forwards and Futures
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-26: Reporting owner SMITH VINCENT C; Form 4; Security Forward Contract (obligation to sell); Transaction C Conversion of derivative security.
- 2006-12-11: Reporting owner SMITH VINCENT C; Form 4; Security Forward Contract (obligation to sell); Transaction C Conversion of derivative security.
- 2006-11-27: Reporting owner SMITH VINCENT C; Form 4; Security Forward Contract (obligation to sell); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-26 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Forward Contract (obligation to sell) Derivative · Direct | C Conversion of derivative security | −250,000 0 owned after | $0.00 | 2007-06-28 | |
| 2006-12-11 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Forward Contract (obligation to sell) Derivative · Direct | C Conversion of derivative security | −200,000 0 owned after | $0.00 | 2007-06-28 | |
| 2006-11-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Forward Contract (obligation to sell) Derivative · Direct | C Conversion of derivative security | −250,000 0 owned after | $0.00 | 2007-06-28 |