QUEST SOFTWARE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 76 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-27: Reporting owner Dirks H John; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-27: Reporting owner Dirks H John; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-27: Reporting owner Dirks H John; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-27: Reporting owner Dirks H John; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-27 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $15.24 exercise price | 2012-10-01 | |
| 2012-09-27 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.60 exercise price | 2012-10-01 | |
| 2012-09-27 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.43 exercise price | 2012-10-01 | |
| 2012-09-27 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $27.97 exercise price | 2012-10-01 | |
| 2012-09-27 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $15.42 exercise price | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −91,000 0 owned after | $15.71 exercise price | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 40,000 owned after | $12.00 | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $16.00 exercise price | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,000 98,000 owned after | $2.09 | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −98,000 0 owned after | $25.91 exercise price | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,675 51,675 owned after | $11.15 | 2012-10-01 | |
| 2012-09-27 | Fudge Alan Officer (Senior VP, Worldwide Sales) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,675 0 owned after | $16.85 exercise price | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $15.71 exercise price | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $13.41 | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,500 28,000 owned after | $15.45 | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,000 0 owned after | $12.55 exercise price | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,650 108,850 owned after | $2.09 | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,850 0 owned after | $25.91 exercise price | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −71,175 71,175 owned after | $11.15 | 2012-10-01 | |
| 2012-09-27 | Davidson Scott Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −71,175 0 owned after | $16.85 exercise price | 2012-10-01 | |
| 2012-09-27 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $14.47 exercise price | 2012-10-01 | |
| 2012-09-27 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.43 exercise price | 2012-10-01 | |
| 2012-09-27 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $27.97 exercise price | 2012-10-01 | |
| 2012-09-27 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.60 exercise price | 2012-10-01 | |
| 2012-09-27 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $15.24 exercise price | 2012-10-01 | |
| 2012-09-27 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $14.47 exercise price | 2012-10-01 | |
| 2012-09-27 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.60 exercise price | 2012-10-01 | |
| 2012-09-27 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.89 exercise price | 2012-10-01 | |
| 2012-09-27 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.43 exercise price | 2012-10-01 | |
| 2012-09-27 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $27.97 exercise price | 2012-10-01 | |
| 2012-09-27 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $15.24 exercise price | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $15.71 exercise price | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400 3,600 owned after | $15.45 | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,600 0 owned after | $12.55 exercise price | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $13.41 | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,000 77,000 owned after | $2.09 | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −77,000 0 owned after | $25.91 exercise price | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 65,000 owned after | $11.15 | 2012-10-01 | |
| 2012-09-27 | Dickson Steve Officer (Senior VP, Product Management) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $16.85 exercise price | 2012-10-01 | |
| 2012-09-27 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.60 exercise price | 2012-10-01 | |
| 2012-09-27 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $27.97 exercise price | 2012-10-01 | |
| 2012-09-27 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $18.43 exercise price | 2012-10-01 | |
| 2012-09-27 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.89 exercise price | 2012-10-01 | |
| 2012-09-27 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $15.24 exercise price | 2012-10-01 | |
| 2012-09-27 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $14.54 exercise price | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $15.71 exercise price | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 12,500 owned after | $10.78 | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $17.22 exercise price | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 8,000 owned after | $7.66 | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $20.34 exercise price | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 28,000 owned after | $2.09 | 2012-10-01 | |
| 2012-09-27 | Reasoner Scott Officer (VP, Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,000 0 owned after | $25.91 exercise price | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −260,000 0 owned after | $15.71 exercise price | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $16.44 | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,000 88,000 owned after | $15.45 | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $12.55 exercise price | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,195 280,455 owned after | $2.09 | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −280,455 0 owned after | $25.91 exercise price | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,195 200,325 owned after | $11.15 | 2012-10-01 | |
| 2012-09-27 | GARN DOUGLAS F Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,325 0 owned after | $16.85 exercise price | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −375,000 0 owned after | $15.71 exercise price | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 340,000 owned after | $11.15 | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −340,000 0 owned after | $16.85 exercise price | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −111,900 74,600 owned after | $15.45 | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,600 0 owned after | $12.55 exercise price | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −165,787 0 owned after | $15.45 | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −172,500 402,500 owned after | $2.09 | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −402,500 0 owned after | $25.91 exercise price | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −287,500 287,500 owned after | $11.15 | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −287,500 0 owned after | $16.85 exercise price | 2012-10-01 | |
| 2012-09-27 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $16.44 | 2012-10-01 | |
| 2012-08-03 | SMITH VINCENT C Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800,000 0 owned after | $8.30 exercise price | 2012-08-07 | |
| 2012-01-03 | KLAUSMEYER KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.60 exercise price | 2012-01-04 | |
| 2012-01-03 | Dirks H John Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.60 exercise price | 2012-01-04 | |
| 2012-01-03 | NIETO AUGUSTINE L II Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.60 exercise price | 2012-01-04 | |
| 2012-01-03 | Sallaberry Paul Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $18.60 exercise price | 2012-01-04 |