QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-07: Reporting owner Deighton Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-07: Reporting owner Bonney Leslie; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-07: Reporting owner Bjork Lars; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-07: Reporting owner LOFTON DEBORAH C; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-07 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 0 owned after | no price filed | 2015-11-10 | |
| 2015-11-07 | Bonney Leslie Officer (Chief Strategy Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 0 owned after | no price filed | 2015-11-10 | |
| 2015-11-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,850 0 owned after | no price filed | 2015-11-10 | |
| 2015-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 2,550 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 1,125 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 1,550 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −675 675 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,275 4,550 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 2,025 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,800 7,600 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 3,375 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,575 11,150 owned after | $0.00 | 2015-06-09 | |
| 2015-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 4,950 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,725 23,175 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,150 12,450 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 5,400 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,625 19,875 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 28,125 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,650 52,950 owned after | $0.00 | 2015-06-09 | |
| 2015-06-06 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,150 12,450 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,100 20,100 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,400 13,400 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,700 4,700 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,100 16,100 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,100 16,100 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,100 20,100 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,300 60,300 owned after | $0.00 | 2015-06-09 | |
| 2015-06-05 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,400 13,400 owned after | $0.00 | 2015-06-09 | |
| 2015-05-20 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 0 owned after | $0.00 | 2015-05-21 | |
| 2015-05-20 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 0 owned after | $0.00 | 2015-05-21 | |
| 2015-05-20 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 0 owned after | $0.00 | 2015-05-21 | |
| 2015-05-20 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 0 owned after | $0.00 | 2015-05-21 | |
| 2015-05-20 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 0 owned after | $0.00 | 2015-05-21 | |
| 2015-05-20 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 0 owned after | $0.00 | 2015-05-21 | |
| 2015-05-13 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2015-05-15 | |
| 2015-05-13 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2015-05-15 | |
| 2015-05-13 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2015-05-15 | |
| 2015-05-13 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2015-05-15 | |
| 2015-05-13 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2015-05-15 | |
| 2015-05-13 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $0.00 | 2015-05-15 |