QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-07: Reporting owner Deighton Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-07: Reporting owner Bonney Leslie; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-07: Reporting owner Bjork Lars; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-07: Reporting owner WAHL PAUL; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 2,325 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 3,825 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | Bjork Lars Director, Officer (CEO, President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,850 5,550 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 2,550 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | no price filed | 2012-11-09 | |
| 2012-11-07 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | no price filed | 2012-11-09 | |
| 2012-06-07 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2012-06-11 | |
| 2012-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2012-06-11 | |
| 2012-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,700 2,700 owned after | $0.00 | 2012-06-11 | |
| 2012-06-07 | Farmer Paul C. Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2012-06-11 | |
| 2012-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2012-06-11 | |
| 2012-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2012-06-11 | |
| 2012-06-07 | Bjork Lars Director, Officer (CEO, President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,800 19,800 owned after | $0.00 | 2012-06-11 | |
| 2012-05-19 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,356 0 owned after | $0.00 | 2012-05-22 | |
| 2012-05-19 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,356 0 owned after | $0.00 | 2012-05-22 | |
| 2012-05-19 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,356 0 owned after | $0.00 | 2012-05-22 | |
| 2012-05-19 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,356 0 owned after | $0.00 | 2012-05-22 | |
| 2012-05-19 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,356 0 owned after | $0.00 | 2012-05-22 | |
| 2012-05-19 | BURRIS JOHN C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,356 0 owned after | $0.00 | 2012-05-22 | |
| 2012-05-16 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2012-05-18 | |
| 2012-05-16 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2012-05-18 | |
| 2012-05-16 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2012-05-18 | |
| 2012-05-16 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2012-05-18 | |
| 2012-05-16 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2012-05-18 | |
| 2012-05-16 | BURRIS JOHN C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2012-05-18 |