QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-07: Reporting owner Deighton Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-07: Reporting owner Bonney Leslie; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-07: Reporting owner Bjork Lars; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-07: Reporting owner SORENSON WILLIAM G; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 1,550 owned after | no price filed | 2013-11-08 | |
| 2013-11-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 2,550 owned after | no price filed | 2013-11-08 | |
| 2013-11-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,850 3,700 owned after | no price filed | 2013-11-08 | |
| 2013-06-07 | SORENSON WILLIAM G Officer (CFO and Treasurer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 6,750 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 3,375 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,100 5,100 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −675 2,025 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,100 3,100 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Farmer Paul C. Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 3,375 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 6,075 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,100 9,100 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 10,125 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,200 15,200 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 14,850 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,300 22,300 owned after | $0.00 | 2013-06-11 | |
| 2013-05-16 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 0 owned after | $0.00 | 2013-05-17 | |
| 2013-05-16 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 0 owned after | $0.00 | 2013-05-17 | |
| 2013-05-16 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 0 owned after | $0.00 | 2013-05-17 | |
| 2013-05-16 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 0 owned after | $0.00 | 2013-05-17 | |
| 2013-05-16 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,200 0 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $0.00 | 2013-05-17 |