QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-07: Reporting owner Deighton Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-07: Reporting owner Bonney Leslie; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-07: Reporting owner Bjork Lars; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-07: Reporting owner LOFTON DEBORAH C; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 775 owned after | no price filed | 2014-11-12 | |
| 2014-11-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 1,275 owned after | no price filed | 2014-11-12 | |
| 2014-11-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,850 1,850 owned after | no price filed | 2014-11-12 | |
| 2014-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 2,250 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 3,825 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −675 1,350 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 2,325 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 4,050 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,275 6,825 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 6,750 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,800 11,400 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 9,900 owned after | $0.00 | 2014-06-10 | |
| 2014-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,575 16,725 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,900 30,900 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,500 26,500 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,600 70,600 owned after | $0.00 | 2014-06-10 | |
| 2014-06-06 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $0.00 | 2014-06-10 | |
| 2014-05-20 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2014-05-22 | |
| 2014-05-20 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2014-05-22 | |
| 2014-05-20 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2014-05-22 | |
| 2014-05-20 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2014-05-22 | |
| 2014-05-20 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2014-05-22 | |
| 2014-05-20 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,100 8,100 owned after | $0.00 | 2014-05-22 | |
| 2014-05-15 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $0.00 | 2014-05-19 |