QAD Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-31: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-31: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-31: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-31: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,264 0 owned after | $7.82 exercise price | 2014-01-02 | |
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,740 0 owned after | $7.82 exercise price | 2014-01-02 | |
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,287 0 owned after | $7.82 exercise price | 2014-01-02 | |
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −316 0 owned after | $7.82 exercise price | 2014-01-02 | |
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −435 0 owned after | $7.82 exercise price | 2014-01-02 | |
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −572 0 owned after | $7.82 exercise price | 2014-01-02 | |
| 2013-12-31 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 0 owned after | $9.80 exercise price | 2014-01-02 | |
| 2013-07-09 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −640 0 owned after | $7.82 exercise price | 2013-07-11 | |
| 2013-07-09 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −160 0 owned after | $7.82 exercise price | 2013-07-11 | |
| 2013-06-25 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,920 0 owned after | $7.82 exercise price | 2013-06-27 | |
| 2013-06-25 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −480 0 owned after | $7.82 exercise price | 2013-06-27 | |
| 2013-06-11 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.81 exercise price | 2013-06-13 | |
| 2013-06-11 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $11.81 exercise price | 2013-06-13 | |
| 2013-06-11 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $11.81 exercise price | 2013-06-13 | |
| 2013-06-11 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.50 exercise price | 2013-06-13 | |
| 2013-06-11 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $11.81 exercise price | 2013-06-13 | |
| 2013-06-11 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $10.50 exercise price | 2013-06-13 |