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QAD Inc. Forms 3, 4 and 5: Other, 2011

QAD Inc. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-12-13: Reporting owner LOPKER PAMELA M; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2011-12-13: Reporting owner LOPKER KARL F; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2011-06-07: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2011-06-07: Reporting owner Fleming Gordon; Form 4; Security Stock Appreciation Right (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-12-13LOPKER PAMELA M
Director, Officer (President), 10% Owner
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+150,000
150,000 owned after
$10.56
exercise price
2011-12-21
2011-12-13LOPKER KARL F
Director, Officer (CEO), 10% Owner
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+150,000
150,000 owned after
$10.56
exercise price
2011-12-21
2011-06-07Bellamy Kara
Officer (SVP/Chief Accounting Officer)
4Stock Appreciation Right (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,500
4,500 owned after
$9.95
exercise price
2011-06-09
2011-06-07Fleming Gordon
Officer (EVP & Chief Marketing Officer)
4Stock Appreciation Right (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,500
4,500 owned after
$9.95
exercise price
2011-06-09