QAD Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-09-26: Reporting owner O'Malia Thomas J; Form 3/A; Security Stock Appreciation Rights; Transaction Holding.
- 2006-09-06: Reporting owner LOPKER PAMELA M; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-09-06: Reporting owner LOPKER KARL F; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-23: Reporting owner O'Malia Thomas J; Form 3; Security Stock Appreciation Right; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-09-26 holding as of filing | O'Malia Thomas J Director | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $7.50 exercise price | 2006-09-26 | ||
| 2006-09-06 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $7.37 exercise price | 2006-09-08 | |
| 2006-09-06 | LOPKER KARL F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $7.37 exercise price | 2006-09-08 | |
| 2006-08-23 holding as of filing | O'Malia Thomas J Director | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.50 exercise price | 2006-08-23 | ||
| 2006-06-07 | RAY MURRAY W Officer (VP & Chief People Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | MILLER VALERIE J Officer (VP & Corporate Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | NIEDZIELSKI VINCENT P Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | DESILETS ROLAND B Officer (EVP, Secy & General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | LODATO MICHAEL W Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | LENDER DANIEL Officer (EVP & Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | Patmore Barry Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.97 exercise price | 2006-06-09 | |
| 2006-06-07 | VAN CUYLENBURG PETER Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.97 exercise price | 2006-06-09 |