QAD Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-15: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-15: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-15: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-15: Reporting owner Bellamy Kara; Form 4; Security Stock Appreciation Right (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,600 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160 160 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +640 640 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,160 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +316 316 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,264 1,264 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,348 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +435 435 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 1,740 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,908 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191 191 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +764 764 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,716 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +572 572 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,287 2,287 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | $4.90 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 1,800 owned after | $9.80 exercise price | 2011-02-15 | |
| 2010-12-15 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $9.80 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +480 480 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,920 1,920 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,316 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +632 632 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,527 2,527 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,872 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,088 1,088 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,349 4,349 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,944 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195 195 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +778 778 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.90 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $9.80 exercise price | 2011-02-15 | |
| 2010-12-15 | Fleming Gordon Officer (EVP & Chief Marketing Officer) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.80 exercise price | 2011-02-15 | |
| 2010-12-15 | LENDER DANIEL Officer (EVP & CFO) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,924 0 owned after | $3.91 exercise price | 2011-02-15 | |
| 2010-12-15 | LENDER DANIEL Officer (EVP & CFO) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,693 7,693 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | LENDER DANIEL Officer (EVP & CFO) | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,770 30,770 owned after | $7.82 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.37 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.74 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $14.74 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $4.48 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.96 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $8.96 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.37 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.74 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $14.74 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $4.48 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.96 exercise price | 2011-02-15 | |
| 2010-12-15 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $8.96 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $6.97 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $13.94 exercise price | 2011-02-15 | |
| 2010-12-15 | VAN CUYLENBURG PETER Director | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $13.94 exercise price | 2011-02-15 | |
| 2010-12-15 | O'Malia Thomas J Director | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $7.50 exercise price | 2011-02-15 | |
| 2010-12-15 | O'Malia Thomas J Director | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $15.00 exercise price | 2011-02-15 | |
| 2010-12-15 | O'Malia Thomas J Director | 4 | Stock Appreciation Right (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $15.00 exercise price | 2011-02-15 | |
| 2010-06-01 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $4.48 exercise price | 2010-06-08 | |
| 2010-06-01 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $4.48 exercise price | 2010-06-08 |