QAD Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-05: Reporting owner LOPKER PAMELA M; Form 4; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-06-11: Reporting owner Bellamy Kara; Form 4; Security "Performance Stock Units (""PSUs"")"; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-06-11: Reporting owner LENDER DANIEL; Form 4; Security "Performance Stock Units (""PSUs"")"; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-06-11: Reporting owner Chilton Anton; Form 4; Security "Performance Stock Units (""PSUs"")"; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,376 0 owned after | $0.00 | 2021-11-09 | |
| 2021-06-11 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,520 1,250 owned after | $0.00 | 2021-06-15 | |
| 2021-06-11 | LENDER DANIEL Officer (EVP & CFO) | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,600 6,250 owned after | $0.00 | 2021-06-15 | |
| 2021-06-11 | Chilton Anton Director, Officer (CEO) | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,376 11,000 owned after | $0.00 | 2021-06-15 | |
| 2021-06-11 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,376 11,000 owned after | $0.00 | 2021-06-15 | |
| 2021-05-21 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2021-05-25 | |
| 2021-05-21 | LENDER DANIEL Officer (EVP & CFO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2021-05-25 | |
| 2021-05-21 | Chilton Anton Director, Officer (CEO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2021-05-25 | |
| 2021-05-21 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2021-05-25 | |
| 2020-06-23 | Chilton Anton Director, Officer (CEO) | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,221 14,666 owned after | $0.00 | 2020-06-25 | |
| 2020-06-23 | LENDER DANIEL Officer (EVP & CFO) | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,966 8,333 owned after | $0.00 | 2020-06-25 | |
| 2020-06-23 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,221 14,666 owned after | $0.00 | 2020-06-25 | |
| 2020-06-23 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | "Performance Stock Units (""PSUs"")" Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −593 1,666 owned after | $0.00 | 2020-06-25 | |
| 2020-06-11 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | LENDER DANIEL Officer (EVP & CFO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | Chilton Anton Director, Officer (CEO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2020-06-15 | |
| 2019-06-23 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2019-06-25 | |
| 2019-06-23 | Chilton Anton Director, Officer (CEO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $0.00 | 2019-06-25 | |
| 2019-06-23 | LENDER DANIEL Officer (EVP & CFO) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2019-06-25 | |
| 2019-06-23 | Bellamy Kara Officer (SVP/Chief Accounting Officer) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2019-06-25 |