QAD Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-23: Reporting owner LENDER DANIEL; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-22: Reporting owner LENDER DANIEL; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2008-01-28: Reporting owner Bellamy Kara; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2008-01-28: Reporting owner Bellamy Kara; Form 3; Security Stock Appreciation Right; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-23 | LENDER DANIEL Officer (EVP & Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.12 exercise price | 2008-10-27 | |
| 2008-10-22 holding as of filing | LENDER DANIEL Officer (EVP and CFO) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $6.97 exercise price | 2008-10-22 | ||
| 2008-01-28 holding as of filing | Bellamy Kara Officer (VP & Chief Accounting Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $6.97 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Bellamy Kara Officer (VP & Chief Accounting Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $8.05 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | Bellamy Kara Officer (VP & Chief Accounting Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $9.30 exercise price | 2008-01-28 |