PRIVATEBANCORP, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-31: Reporting owner Znavor Vicki; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-31: Reporting owner Van Solkema Kevin; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-31: Reporting owner SILVA ALEJANDRO; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-31: Reporting owner RABIN EDWARD W; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +229 1,018 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | Van Solkema Kevin Officer (Chief Credit Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 7,023 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +373 17,151 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 4,937 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 10,581 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120 5,874 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 8,914 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 606 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | Aigotti Diane Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105 507 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 1,679 owned after | $54.19 | 2017-01-04 | |
| 2016-12-31 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 964 owned after | $54.19 | 2017-01-04 | |
| 2016-09-30 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 789 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | Van Solkema Kevin Officer (Chief Credit Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71 6,963 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +440 16,778 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 4,936 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261 10,359 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 8,912 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 964 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | Aigotti Diane Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 401 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 1,678 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 606 owned after | $45.92 | 2016-10-04 | |
| 2016-09-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +141 5,754 owned after | $45.92 | 2016-10-04 | |
| 2016-06-30 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55 736 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | Van Solkema Kevin Officer (Chief Credit Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69 6,892 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 4,935 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +273 10,098 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147 5,613 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 8,910 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 963 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 605 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 1,678 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | Aigotti Diane Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129 277 owned after | $44.03 | 2016-07-05 | |
| 2016-06-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +459 16,338 owned after | $44.03 | 2016-07-05 | |
| 2016-03-31 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +269 681 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | Van Solkema Kevin Officer (Chief Credit Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +306 6,823 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +523 15,879 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 4,934 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +311 9,825 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165 5,466 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 8,908 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 963 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 605 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 1,678 owned after | $38.60 | 2016-04-04 | |
| 2016-03-31 | Aigotti Diane Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148 148 owned after | $38.60 | 2016-04-04 | |
| 2016-01-12 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 8,906 owned after | no price filed | 2016-01-13 | |
| 2016-01-12 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −208 9,515 owned after | no price filed | 2016-01-13 | |
| 2016-01-12 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −229 15,356 owned after | no price filed | 2016-01-13 |