PRIVATEBANCORP, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-31: Reporting owner Van Solkema Kevin; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-31: Reporting owner Case Karen B.; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-31: Reporting owner Ahrens C. Brant; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-31: Reporting owner GUYETTE JAMES M; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +286 3,310 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 956 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | Ahrens C. Brant Officer (Strategic Development Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 1,666 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 10,142 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 10,371 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 4,900 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 5,130 owned after | $10.98 | 2012-01-04 | |
| 2011-12-31 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +394 3,079 owned after | $10.98 | 2012-01-04 | |
| 2011-09-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +873 2,685 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +417 3,024 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 10,361 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 4,895 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 5,126 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 10,132 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 956 owned after | $7.52 | 2011-10-04 | |
| 2011-09-30 | Ahrens C. Brant Officer (Strategic Development Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 1,664 owned after | $7.52 | 2011-10-04 | |
| 2011-06-30 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +227 2,607 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,348 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 4,889 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,820 5,119 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,119 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 954 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | Ahrens C. Brant Officer (Strategic Development Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,662 owned after | $13.80 | 2011-07-05 | |
| 2011-06-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475 1,812 owned after | $13.80 | 2011-07-05 | |
| 2011-03-31 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +756 2,380 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,340 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 4,885 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 3,299 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,112 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 954 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | Ahrens C. Brant Officer (Strategic Development Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,661 owned after | $15.29 | 2011-04-04 | |
| 2011-03-31 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +286 1,337 owned after | $15.29 | 2011-04-04 |