PRIVATEBANCORP, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Van Solkema Kevin; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner SILVA ALEJANDRO; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner RABIN EDWARD W; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner NICHOLSON JAMES BRUCE; Form 4; Security Phantom Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94 4,531 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,398 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 4,912 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 6,845 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +231 3,997 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 9,908 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 959 owned after | $15.32 | 2013-01-03 | |
| 2012-12-31 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,670 owned after | $15.32 | 2013-01-03 | |
| 2012-09-30 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91 4,437 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 10,391 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 4,909 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 6,841 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 3,766 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 9,902 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 958 owned after | $15.99 | 2012-10-02 | |
| 2012-09-30 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,669 owned after | $15.99 | 2012-10-02 | |
| 2012-06-30 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98 4,346 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,385 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 4,906 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,703 6,836 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +239 3,546 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 9,896 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 958 owned after | $14.76 | 2012-07-03 | |
| 2012-06-30 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,668 owned after | $14.76 | 2012-07-03 | |
| 2012-03-30 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +939 4,249 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 957 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,667 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228 3,307 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 5,134 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 9,889 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 4,903 owned after | $15.17 | 2012-04-03 | |
| 2012-03-30 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 10,378 owned after | $15.17 | 2012-04-03 | |
| 2012-01-17 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −259 9,882 owned after | no price filed | 2012-01-19 |