FiscalNote Holdings, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 53 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-07-17: Reporting owner Donnell Paul; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-07-17: Reporting owner Aman Todd; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-07-17: Reporting owner Yao Gerald; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-07-17: Reporting owner Slabaugh Jon; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
NOTE insiders stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
No transaction of this security type is retained for this issuer, so the price history carries no markers. The chart is the same one every issuer renders.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-07-17 | Donnell Paul Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,179 55,179 owned after | $1.97 exercise price | 2024-08-01 | |
| 2024-07-17 | Aman Todd Officer (SVP, General Counsel & Sec.) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,714 85,714 owned after | $1.97 exercise price | 2024-08-01 | |
| 2024-07-17 | Yao Gerald Director, Officer (CSO and Director) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,714 85,714 owned after | $1.97 exercise price | 2024-08-01 | |
| 2024-07-17 | Slabaugh Jon Officer (CFO and SVP, Corp. Dev.) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,714 285,714 owned after | $1.97 exercise price | 2024-08-01 | |
| 2024-07-17 | Resnik Josh Officer (President and COO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,000 230,000 owned after | $1.97 exercise price | 2024-08-01 | |
| 2024-02-05 | Henderson Richard Officer (Chief Revenue Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.46 exercise price | 2024-02-07 | |
| 2024-02-05 | Donnell Paul Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.46 exercise price | 2024-02-07 | |
| 2024-02-05 | Aman Todd Officer (SVP, General Counsel & Sec.) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.46 exercise price | 2024-02-07 | |
| 2023-05-18 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 64,579 owned after | $1.50 exercise price | 2023-05-19 | |
| 2023-02-07 | Donnell Paul Officer (Chief Accounting Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,450 15,450 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-02-07 | Yao Gerald Director, Officer (See Remarks) | 4 | Employee Stock Options (Right to Buy) Derivative · Indirect · Gerald Yao Revocable Trust, Dated January 10, 2019 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-02-07 | Putman-Garcia Krystal Officer (See Remarks) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-02-07 | Miller Vibha Jain Officer (See Remarks) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,300 15,300 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-02-07 | Aman Todd Officer (See Remarks) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-02-07 | Slabaugh Jon Officer (See Remarks) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-02-07 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $3.60 exercise price | 2023-02-09 | |
| 2023-01-19 | Henderson Richard Officer (Chief Revenue Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $5.21 exercise price | 2023-02-09 | |
| 2023-01-19 | Henderson Richard Officer (Chief Revenue Officer) | 4 | Performance Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.21 exercise price | 2023-02-09 | |
| 2022-12-19 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −666 67,912 owned after | $1.50 exercise price | 2022-12-21 | |
| 2022-11-14 | Hwang Tim Director, Officer (See Remarks), 10% Owner | 4 | Nonstatutory Stock Options (Right to Buy) Derivative · Direct · (m) | G Bona fide gift | −1,437,323 0 owned after | $6.28 exercise price | 2022-12-05 | |
| 2022-11-14 | Hwang Tim Director, Officer (See Remarks), 10% Owner | 4 | Nonstatutory Stock Options (Right to Buy) Derivative · Indirect · (m) | G Bona fide gift | +1,437,323 1,437,323 owned after | $6.28 exercise price | 2022-12-05 | |
| 2022-10-05 | Slabaugh Jon Officer (See Remarks) | 4 | Nonstatutory Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.28 exercise price | 2022-10-07 | |
| 2022-10-05 | Resnik Josh Officer (See Remarks) | 4 | Non-qualified stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +199,999 199,999 owned after | $6.28 exercise price | 2022-10-07 | |
| 2022-10-05 | Hwang Tim Director, Officer (See Remarks), 10% Owner | 4 | Nonstatutory Stock options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,437,323 1,437,323 owned after | $6.28 exercise price | 2022-10-07 | |
| 2022-08-05 holding as of filing | Aman Todd Officer (See Remarks) | 3 | Incentive Stock Options Derivative · Direct | Holding | no price filed | 2022-08-05 | ||
| 2022-07-29 | Fawell Reed Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,740 23,740 owned after | $2.23 exercise price | 2022-08-02 | |
| 2022-07-29 | Fawell Reed Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,025 89,025 owned after | $2.43 exercise price | 2022-08-02 | |
| 2022-07-29 | Fawell Reed Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,415 53,415 owned after | $1.49 exercise price | 2022-08-02 | |
| 2022-07-29 | Fawell Reed Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,502 23,502 owned after | $8.39 exercise price | 2022-08-02 | |
| 2022-07-29 | Yao Gerald Director, Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Indirect · Gerald Yao Revocable Trust, dated January 10, 2019 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,830 106,830 owned after | $2.43 exercise price | 2022-08-02 | |
| 2022-07-29 | Yao Gerald Director, Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Indirect · Gerald Yao Revocable Trust, dated January 10, 2019 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,903 32,903 owned after | $8.39 exercise price | 2022-08-02 | |
| 2022-07-29 | Slabaugh Jon Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,570 130,750 owned after | $2.42 exercise price | 2022-08-02 | |
| 2022-07-29 | Slabaugh Jon Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,675 29,675 owned after | $6.56 exercise price | 2022-08-02 | |
| 2022-07-29 | Slabaugh Jon Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,564 20,564 owned after | $8.39 exercise price | 2022-08-02 | |
| 2022-07-29 | Hwang Tim Director, Officer (See Remarks) | 4 | Nonstatutory Stock Options (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +296,750 296,750 owned after | $2.43 exercise price | 2022-08-02 | |
| 2022-07-29 | Hwang Tim Director, Officer (See Remarks) | 4 | Nonstatutory Stock Options (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,110,438 1,110,438 owned after | $1.49 exercise price | 2022-08-02 | |
| 2022-07-29 | Hwang Tim Director, Officer (See Remarks) | 4 | Nonstatutory Stock Options (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +866,510 866,510 owned after | $3.62 exercise price | 2022-08-02 | |
| 2022-07-29 | CALLAHAN MICHAEL JOHN Director | 4 | Non-qualified stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,350 59,350 owned after | $1.47 exercise price | 2022-08-02 | |
| 2022-07-29 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,870 11,870 owned after | $2.71 exercise price | 2022-08-02 | |
| 2022-07-29 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,415 53,415 owned after | $2.43 exercise price | 2022-08-02 | |
| 2022-07-29 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,578 68,578 owned after | $1.49 exercise price | 2022-08-02 | |
| 2022-07-29 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,935 5,935 owned after | $8.93 exercise price | 2022-08-02 | |
| 2022-07-29 | Eidelman Vlad Officer (Chief Technology Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,986 28,986 owned after | $8.55 exercise price | 2022-08-02 | |
| 2022-07-29 | Sweeney Brandon Director | 4 | Non-qualified stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,350 59,350 owned after | $1.47 exercise price | 2022-08-02 | |
| 2022-07-29 | Donnell Paul Officer (Chief Accounting Officer) | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,220 71,220 owned after | $6.56 exercise price | 2022-08-02 | |
| 2022-07-29 | Putman-Garcia Krystal Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,740 23,740 owned after | $2.23 exercise price | 2022-08-02 | |
| 2022-07-29 | Putman-Garcia Krystal Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,805 17,805 owned after | $2.43 exercise price | 2022-08-02 | |
| 2022-07-29 | Putman-Garcia Krystal Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,480 47,480 owned after | $6.56 exercise price | 2022-08-02 | |
| 2022-07-29 | Putman-Garcia Krystal Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,282 10,282 owned after | $8.39 exercise price | 2022-08-02 | |
| 2022-07-29 | Resnik Josh Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,415 53,415 owned after | $2.23 exercise price | 2022-08-02 | |
| 2022-07-29 | Resnik Josh Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148,375 148,375 owned after | $2.43 exercise price | 2022-08-02 | |
| 2022-07-29 | Resnik Josh Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,675 29,675 owned after | $6.56 exercise price | 2022-08-02 | |
| 2022-07-29 | Resnik Josh Officer (See Remarks) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,889 28,889 owned after | $8.39 exercise price | 2022-08-02 |
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