FiscalNote Holdings, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-08-06: Reporting owner Yao Gerald; Form 4; Security Class B Common Stock; Transaction G Bona fide gift.
- 2024-08-06: Reporting owner Yao Gerald; Form 4; Security Class B Common Stock; Transaction G Bona fide gift.
- 2023-08-01: Reporting owner Putman-Garcia Krystal; Form 4; Security Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-01-06: Reporting owner Yao Gerald; Form 4; Security Class B Common Stock; Transaction G Bona fide gift.
NOTE insiders stock price
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No transaction of this security type is retained for this issuer, so the price history carries no markers. The chart is the same one every issuer renders.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-08-06 | Yao Gerald Director, Officer (CSO and Director) | 4 | Class B Common Stock Derivative · Indirect · Gerald Yao 2021 GRAT | G Bona fide gift | −68,305 0 owned after | no price filed | 2024-08-07 | |
| 2024-08-06 | Yao Gerald Director, Officer (CSO and Director) | 4 | Class B Common Stock Derivative · Indirect · Gerald Yao Revocable Trust, dated January 10, 2019 | G Bona fide gift | +68,305 1,182,298 owned after | no price filed | 2024-08-07 | |
| 2023-08-01 | Putman-Garcia Krystal Officer (See Remarks) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.26 exercise price | 2023-08-08 | |
| 2023-01-06 | Yao Gerald Director, Officer (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · Gerald Yao 2021 GRAT | G Bona fide gift | −14,785 68,305 owned after | no price filed | 2023-01-11 | |
| 2023-01-06 | Yao Gerald Director, Officer (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · Gerald Yao Revocable Trust, dated January 10 2019 | G Bona fide gift | +14,785 1,113,993 owned after | no price filed | 2023-01-11 | |
| 2022-07-29 | Yao Gerald Director, Officer (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · Gerald Yao Revocable Trust, dated January 10, 2019 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,099,208 1,099,208 owned after | no price filed | 2022-08-02 | |
| 2022-07-29 | Yao Gerald Director, Officer (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · Gerald Yao 2021 GRAT | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,090 83,090 owned after | no price filed | 2022-08-02 | |
| 2022-07-29 | Hwang Tim Director, Officer (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,108,624 7,108,624 owned after | no price filed | 2022-08-02 | |
| 2022-07-29 | Jain Manoj Director, 10% Owner | 4 | Class B Ordinary Shares Derivative · Indirect · By Duddell Street Holdings Limited | C Conversion of derivative security | −4,325,000 0 owned after | no price filed | 2022-08-02 | |
| 2022-07-29 | Maso Capital Offshore Ltd | Duddell Street Holdings Ltd 10% Owner | 10% Owner | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −4,325,000 0 owned after | no price filed | 2022-08-02 | |
| 2020-11-12 holding as of filing | Maso Capital Offshore Ltd | Duddell Street Holdings Ltd 10% Owner | 10% Owner | 3/A | Class B ordinary shares Derivative · Direct | Holding | no price filed | 2020-11-12 | ||
| 2020-11-12 holding as of filing | Khurana Sohit Director, Officer (Co-CIO, Pres. and CRO) | 3/A | Class B ordinary shares Derivative · Indirect · By Duddell Street Holdings Limited | Holding | no price filed | 2020-11-12 | ||
| 2020-11-12 holding as of filing | Jain Manoj Director, Officer (CEO, Co-CIO and Chairman) | 3/A | Class B ordinary shares Derivative · Indirect · By Duddell Street Holdings Limited | Holding | no price filed | 2020-11-12 | ||
| 2020-11-12 holding as of filing | Finnerty Allan Officer (Chief Financial Officer) | 3/A | Class B ordinary shares Derivative · Indirect · By Duddell Street Holdings Limited | Holding | no price filed | 2020-11-12 | ||
| 2020-10-28 holding as of filing | Jain Manoj Director, Officer (CEO, Co-CIO and Chairman) | 3 | Class B ordinary shares Derivative · Indirect · By Duddell Street Holdings Limited | Holding | no price filed | 2020-10-28 | ||
| 2020-10-28 holding as of filing | Khurana Sohit Director, Officer (Co-CIO, Pres. and CRO) | 3 | Class B ordinary shares Derivative · Indirect · By Duddell Street Holdings Limited | Holding | no price filed | 2020-10-28 | ||
| 2020-10-28 holding as of filing | Maso Capital Offshore Ltd | Duddell Street Holdings Ltd 10% Owner | 10% Owner | 3 | Class B ordinary shares Derivative · Direct | Holding | no price filed | 2020-10-28 | ||
| 2020-10-28 holding as of filing | Holtzman Marc Director | 3 | Class B ordinary shares Derivative · Direct | Holding | no price filed | 2020-10-28 | ||
| 2020-10-28 holding as of filing | Finnerty Allan Officer (Chief Financial Officer) | 3 | Class B ordinary shares Derivative · Indirect · By Duddell Street Holdings Limited | Holding | no price filed | 2020-10-28 | ||
| 2020-10-28 holding as of filing | Coker Peter Lee Jr. Director | 3 | Class B ordinary shares Derivative · Direct | Holding | no price filed | 2020-10-28 | ||
| 2020-10-28 holding as of filing | Allen Bradford Director | 3 | Class B ordinary shares Derivative · Indirect · By Ocean Strategy LLC | Holding | no price filed | 2020-10-28 |
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