NEXTWAVE WIRELESS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-11: Reporting owner VOGEL CARL E; Form 4; Security Common Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-08-05: Reporting owner Harding Francis; Form 4; Security Common Stock Options (Right to Buy); Transaction Holding.
- 2009-08-05: Reporting owner Harding Francis; Form 4; Security Common Stock Options (Right to Buy); Transaction Holding.
- 2009-08-05: Reporting owner Harding Francis; Form 4; Security Common Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-11 | VOGEL CARL E Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.59 | 2009-11-13 | |
| 2009-08-05 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 83,333 owned after | $6.00 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 84,722 owned after | $6.00 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 19,445 owned after | $9.00 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 187,500 owned after | $0.33 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 333,333 owned after | $6.00 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 54,450 owned after | $6.00 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 387,783 owned after | $0.33 exercise price | 2009-08-05 | |
| 2009-08-04 | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.42 | 2009-08-05 | |
| 2009-08-04 | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.42 | 2009-08-05 | |
| 2009-06-16 holding as of filing | Webster William H Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Webster William H Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 8,333 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Webster William H Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 384,000 owned after | $0.31 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Webster William H Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 60,500 owned after | $11.80 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Webster William H Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 75,000 owned after | $4.79 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | SYMINGTON ROBERT T Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 375,500 owned after | $0.31 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | SYMINGTON ROBERT T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 33,333 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | SYMINGTON ROBERT T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 16,666 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | SYMINGTON ROBERT T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 52,000 owned after | $11.80 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | SYMINGTON ROBERT T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 65,000 owned after | $4.79 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Rosen Jack Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 33,333 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Rosen Jack Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 8,333 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Rosen Jack Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 375,500 owned after | $0.31 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Rosen Jack Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 43,500 owned after | $11.80 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Rosen Jack Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 8,500 owned after | $9.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Rosen Jack Director | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 65,000 owned after | $4.79 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 12,743 owned after | $1.96 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 8,333 owned after | $6.00 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 375,500 owned after | $0.31 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Manchester Douglas F 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 52,000 owned after | $11.80 exercise price | 2009-06-16 | |
| 2009-06-16 holding as of filing | Manchester Douglas F 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 65,000 owned after | $4.79 exercise price | 2009-06-16 | |
| 2009-06-11 | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,999 166,999 owned after | $0.38 exercise price | 2009-07-06 | |
| 2009-06-11 | Webster William H Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +193,833 193,833 owned after | $0.38 | 2009-06-16 | |
| 2009-06-11 | SYMINGTON ROBERT T Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,999 166,999 owned after | $0.38 | 2009-06-16 | |
| 2009-06-11 | Rosen Jack Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +158,999 158,999 owned after | $0.38 | 2009-06-16 | |
| 2009-06-11 | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,076 188,076 owned after | $0.38 | 2009-06-16 | |
| 2009-05-20 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 19,445 owned after | $9.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 84,722 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 83,333 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 54,450 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 333,333 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Brailean James C Director, Officer (CEO, COO and President) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 366,666 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Salmasi Allen Director, 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 416,666 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-20 holding as of filing | Salmasi Allen Director, 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | Holding | 111,416 owned after | $6.00 exercise price | 2009-05-20 | |
| 2009-05-19 | Harding Francis Officer (EVP & Chief Financial Officer) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187,500 187,500 owned after | $0.33 | 2009-05-20 | |
| 2009-05-19 | Cassou Frank A Officer (EVP CorpDev, Ch Legal Csl,Sec.) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +387,783 387,783 owned after | $0.33 | 2009-05-20 | |
| 2009-05-19 | Brailean James C Director, Officer (CEO, COO and President) | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +366,666 366,666 owned after | $0.33 | 2009-05-20 | |
| 2009-05-19 | Salmasi Allen Director, 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +528,082 528,082 owned after | $0.33 | 2009-05-20 | |
| 2009-01-12 | Avenue Investments, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund IV LP | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.31 exercise price | 2009-04-16 | |
| 2009-01-12 | Avenue Investments, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund IV LP | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 25,500 owned after | $0.31 exercise price | 2009-04-16 | |
| 2009-01-12 | Webster William H Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | Webster William H Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,000 384,000 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | SYMINGTON ROBERT T Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | SYMINGTON ROBERT T Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 375,500 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | Manchester Douglas F 10% Owner | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 375,500 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | Rosen Jack Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.31 | 2009-02-12 | |
| 2009-01-12 | Rosen Jack Director | 4 | Common Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 375,500 owned after | $0.31 | 2009-02-12 |