NEXTWAVE WIRELESS INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-20: Reporting owner Solus GP LLC | Pucillo Christopher | Solus Alternative Asset Management LP; Form 3; Security "Third Lien Convertible Notes due 2013 (the ""Notes"")"; Transaction Holding.
- 2012-08-16: Reporting owner Solus GP LLC | Solus Alternative Asset Management LP | Pucillo Christopher; Form 4; Security "Third Lien Convertible Notes due 2013 (the ""Notes"")"; Transaction J Other acquisition or disposition (describe transaction).
- 2012-08-16: Reporting owner Reade E. Griffith | Polygon Management Ltd. | Polygon Equities Partners LLP | Polygon Recovery Fund GP | Polygon Management L.P. | Polygon Global Partners LP | Patrick G. G. Dear | Polygon Recovery Manager LP | Polygon Recovery Fund L.P.; Form 4; Security Third Lien Subordinated Secured Convertible Note due 2013; Transaction J Other acquisition or disposition (describe transaction).
- 2012-08-16: Reporting owner Avenue Special Situations Fund V LP | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue International Master, L.P.; Form 4; Security THIRD LIEN SUBORDINATED SECURED CONVERTIBLE NOTES; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-20 holding as of filing | Solus GP LLC | Pucillo Christopher | Solus Alternative Asset Management LP 10% Owner | 10% Owner | 10% Owner | 3 | "Third Lien Convertible Notes due 2013 (the ""Notes"")" Derivative · Indirect · See Footnotes | Holding | $77.35 exercise price | 2012-08-20 | ||
| 2012-08-16 | Solus GP LLC | Solus Alternative Asset Management LP | Pucillo Christopher 10% Owner | 10% Owner | 10% Owner | 4 | "Third Lien Convertible Notes due 2013 (the ""Notes"")" Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −126,690,336 0 owned after | $77.35 exercise price | 2012-08-21 | |
| 2012-08-16 | Reade E. Griffith | Polygon Management Ltd. | Polygon Equities Partners LLP | Polygon Recovery Fund GP | Polygon Management L.P. | Polygon Global Partners LP | Patrick G. G. Dear | Polygon Recovery Manager LP | Polygon Recovery Fund L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Third Lien Subordinated Secured Convertible Note due 2013 Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | $77.35 exercise price | 2012-08-20 | ||
| 2012-08-16 | Avenue Special Situations Fund V LP | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue International Master, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | THIRD LIEN SUBORDINATED SECURED CONVERTIBLE NOTES Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $77.35 exercise price | 2012-08-20 | |
| 2012-08-16 | Avenue Special Situations Fund V LP | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue International Master, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | THIRD LIEN SUBORDINATED SECURED CONVERTIBLE NOTES Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $77.35 exercise price | 2012-08-20 | |
| 2012-08-16 | Avenue Special Situations Fund V LP | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue International Master, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | THIRD LIEN SUBORDINATED SECURED CONVERTIBLE NOTES Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $77.35 exercise price | 2012-08-20 | |
| 2012-08-16 | Avenue Special Situations Fund V LP | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue International Master, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | THIRD LIEN SUBORDINATED SECURED CONVERTIBLE NOTES Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $77.35 exercise price | 2012-08-20 | |
| 2012-08-10 holding as of filing | Polygon Management L.P. | Polygon Equities Partners LLP | Polygon Recovery Fund GP | Polygon Recovery Fund L.P. | Polygon Recovery Manager LP | Polygon Global Partners LP | Polygon Management Ltd. | Patrick G. G. Dear | Reade E. Griffith 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Third Lien Subordinated Secured Convertible Note due 2013 Derivative · Indirect · See Footnote | Holding | $77.35 exercise price | 2012-08-10 | ||
| 2009-03-31 | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $11.05 exercise price | 2009-04-30 | ||
| 2009-03-31 | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $11.05 exercise price | 2009-04-30 | ||
| 2009-03-31 | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $11.05 exercise price | 2009-04-30 | ||
| 2009-03-31 | Avenue Capital Management II, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $11.05 exercise price | 2009-04-30 | ||
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 5,942,672 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 2,718,273 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 1,673,590 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Third Lien Subordinated Secured Convertible Note Due 2011 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 1,858,312 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Finn Kevin M Officer (EVP Chief Compliance Officer) | 4 | Exchange Notes Derivative · Indirect · Saint Anthony & Francis | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,694,620 2,694,620 owned after | $1,000.00 | 2008-10-14 | |
| 2008-10-09 | Manchester Financial Group, LP | Manchester Douglas F 10% Owner | Director | 4 | Exchange Notes Derivative · Indirect · Manchester Financial Group, LP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,365,488 67,365,488 owned after | $1,000.00 | 2008-10-14 |