NEXTWAVE WIRELESS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-20: Reporting owner Solus GP LLC | Pucillo Christopher | Solus Alternative Asset Management LP; Form 3; Security "Warrant to Purchase Common Stock (the ""Warrants"")"; Transaction Holding.
- 2009-12-16: Reporting owner Avenue International Master, L.P. | Avenue Capital Management II, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue AIV US, L.P.; Form 4; Security Common Stock Warrant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-16: Reporting owner Avenue International Master, L.P. | Avenue Capital Management II, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue AIV US, L.P.; Form 4; Security Common Stock Warrant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-16: Reporting owner Avenue International Master, L.P. | Avenue Capital Management II, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue AIV US, L.P.; Form 4; Security Common Stock Warrant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-20 holding as of filing | Solus GP LLC | Pucillo Christopher | Solus Alternative Asset Management LP 10% Owner | 10% Owner | 10% Owner | 3 | "Warrant to Purchase Common Stock (the ""Warrants"")" Derivative · Indirect · See Footnotes | Holding | $0.07 exercise price | 2012-08-20 | ||
| 2009-12-16 | Avenue International Master, L.P. | Avenue Capital Management II, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000,000 0 owned after | $0.01 exercise price | 2009-12-18 | |
| 2009-12-16 | Avenue International Master, L.P. | Avenue Capital Management II, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500,000 0 owned after | $0.01 exercise price | 2009-12-18 | |
| 2009-12-16 | Avenue International Master, L.P. | Avenue Capital Management II, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP | Avenue Special Situations Fund IV LP | Avenue Investments, L.P. | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500,000 0 owned after | $0.01 exercise price | 2009-12-18 | |
| 2009-07-02 | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500,000 7,500,000 owned after | $0.01 exercise price | 2009-07-06 | |
| 2009-07-01 | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,796,237 0 owned after | $0.01 exercise price | 2009-07-06 | |
| 2009-07-01 | Avenue Special Situations Fund V LP | Avenue Investments, L.P. | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund IV LP | Avenue AIV US, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,753 0 owned after | $0.01 exercise price | 2009-07-06 | |
| 2009-03-31 | Avenue Investments, L.P. | Avenue AIV US, L.P. | Avenue Special Situations Fund IV LP | Avenue Capital Management II, L.P. | Avenue International Master, L.P. | Avenue CDP Global Opportunities Fund LP | Avenue Special Situations Fund V LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500,000 7,500,000 owned after | $0.01 exercise price | 2009-04-16 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 30,000,000 owned after | $0.01 exercise price | 2008-11-19 | |
| 2006-11-13 | Avenue Special Situations Find IV LP | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP Director | Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,796,237 1,796,237 owned after | $6.00 | 2006-11-14 | |
| 2006-11-13 | Avenue Special Situations Find IV LP | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP Director | Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +139,753 139,753 owned after | $6.00 | 2006-11-14 |