NEXTWAVE WIRELESS INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-09: Reporting owner Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP; Form 4; Security Series A Senior Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-10-09: Reporting owner Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP; Form 4; Security Series A Senior Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-10-09: Reporting owner Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP; Form 4; Security Series A Senior Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-10-09: Reporting owner Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP; Form 4; Security Series A Senior Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,739 0 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,294 0 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,726 0 owned after | $1,000.00 | 2008-11-19 | |
| 2008-10-09 | Avenue CDP Global Opportunities Fund LP | Avenue AIV US, L.P. | Avenue Capital Management II, L.P. | Avenue Special Situations Fund IV LP | Avenue International Master, L.P. | AVENUE INVESTMENTS LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,241 0 owned after | $1,000.00 | 2008-11-19 | |
| 2007-03-28 | Avenue Special Situations Fund IV LP | GPC 73, LLC | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP | AVENUE INTERNATIONAL LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +48,739 48,739 owned after | $1,000.00 | 2007-03-30 | |
| 2007-03-28 | Avenue Special Situations Fund IV LP | GPC 73, LLC | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP | AVENUE INTERNATIONAL LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,828 20,828 owned after | $1,000.00 | 2007-03-30 | |
| 2007-03-28 | Avenue Special Situations Fund IV LP | GPC 73, LLC | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP | AVENUE INTERNATIONAL LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +13,726 13,726 owned after | $1,000.00 | 2007-03-30 | |
| 2007-03-28 | Avenue Special Situations Fund IV LP | GPC 73, LLC | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP | AVENUE INTERNATIONAL LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,241 15,241 owned after | $1,000.00 | 2007-03-30 | |
| 2007-03-28 | Avenue Special Situations Fund IV LP | GPC 73, LLC | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP | AVENUE INTERNATIONAL LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Senior Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,466 1,466 owned after | $1,000.00 | 2007-03-30 |