NEXTWAVE WIRELESS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-24: Reporting owner Jones William J; Form 4/A; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-24: Reporting owner Jones William J; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-06-10: Reporting owner Jones William J; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-06-08: Reporting owner Stanwood Kenneth; Form 4; Security Stock Options (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-24 | Jones William J Director, Officer (President IPWireless) | 4/A | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,874 5,874 owned after | $5.82 | 2008-01-24 | |
| 2007-09-24 | Jones William J Director, Officer (President IPWireless) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,746 7,746 owned after | $5.82 | 2008-01-24 | |
| 2007-06-10 | Jones William J Director, Officer (President IPWireless) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +214,126 214,126 owned after | $10.04 | 2007-06-11 | |
| 2007-06-08 | Stanwood Kenneth Officer (Pres & CEO - Cygnus Comm. Inc.) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 63,452 owned after | $2.16 | 2007-06-13 | |
| 2007-05-25 | Stanwood Kenneth Officer (Pres & CEO - Cygnus Comm. Inc.) | 4 | Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 68,452 owned after | $2.16 | 2007-05-30 | |
| 2007-05-24 | Rosen Jack Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,500 8,500 owned after | $9.00 | 2007-05-25 | |
| 2007-05-24 | Harding Francis Officer (EVP & Chief Accounting Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,445 19,445 owned after | $9.00 | 2007-05-25 | |
| 2007-05-22 holding as of filing | Brailean James C Director, Officer (President and CEO PacketVideo) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2007-05-22 | ||
| 2007-02-26 | Manchester Douglas F | Manchester Financial Group, LP Director | 10% Owner | 4/A | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $11.80 | 2008-03-31 | |
| 2007-02-26 | Avenue Special Situations Fund IV LP | Avenue CDP Global Opportunities Fund LP | GPC 73, LLC | AVENUE INVESTMENTS LP | Avenue Capital Management II, L.P. | AVENUE INTERNATIONAL LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $11.80 | 2007-05-18 | |
| 2007-02-26 | Rosen Jack Director | 4/A | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,500 43,500 owned after | $11.80 | 2007-03-29 | |
| 2007-02-26 | Manchester Douglas F | Manchester Financial Group, LP Director | 10% Owner | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,500 60,500 owned after | $11.80 | 2007-03-29 | |
| 2007-02-26 | SYMINGTON ROBERT T Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $11.80 | 2007-03-29 | |
| 2007-02-26 | Webster William H Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,500 60,500 owned after | $11.80 | 2007-03-29 | |
| 2007-02-26 | Rosen Jack Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $11.80 | 2007-03-29 | |
| 2007-02-26 | Webster William H Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,500 60,500 owned after | $11.80 | 2007-03-29 |