NEXTWAVE WIRELESS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-14: Reporting owner Avenue Special Situations Find IV LP | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2006-11-14: Reporting owner Avenue Special Situations Find IV LP | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2006-11-14: Reporting owner SYMINGTON ROBERT T; Form 4; Security Stock Options (right to buy); Transaction Holding.
- 2006-11-14: Reporting owner SYMINGTON ROBERT T; Form 4; Security Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-14 holding as of filing | Avenue Special Situations Find IV LP | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP Director | Director | Director | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnote 3 | Holding | 33,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Avenue Special Situations Find IV LP | Avenue Capital Management II, L.P. | AVENUE INVESTMENTS LP Director | Director | Director | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnote 3 | Holding | 16,666 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | SYMINGTON ROBERT T Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 33,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | SYMINGTON ROBERT T Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 16,666 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Salmasi Allen | Navation, Inc. | Salmasi Nicole Director, Officer (Chairman. CEO and President), 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 416,666 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Salmasi Allen | Navation, Inc. | Salmasi Nicole Director, Officer (Chairman. CEO and President), 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 111,416 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Manchester Financial Group, LP | Manchester Douglas F Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Manchester Financial Group, LP | Manchester Douglas F Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 8,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Stanwood Kenneth Officer (Pres & CEO - Cygnus Comm.Inc.) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 90,592 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Kelley Mark Officer (EVP - Chief Division Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 166,666 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Kelley Mark Officer (EVP - Chief Division Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 83,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Salony R Andrew Officer (EVP - Chief Admin. Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Salony R Andrew Officer (EVP - Chief Admin. Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 5,775 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Kornfeld Richard Officer (E.V.P.-Chief Strategy Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Needham David B Officer (Pres., Network Solutions Group) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Needham David B Officer (Pres., Network Solutions Group) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 5,775 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Alex George C Officer (EVP - Chief Financial Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Alex George C Officer (EVP - Chief Financial Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 47,772 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Harding Francis Officer (Controller) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 83,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Harding Francis Officer (Controller) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 84,722 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Cassou Frank A Director, Officer (EVP-Corp Dev&ChfLglCnsl, Secy) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 333,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Cassou Frank A Director, Officer (EVP-Corp Dev&ChfLglCnsl, Secy) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 54,450 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Webster William H Director | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Webster William H Director | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 8,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Finn Kevin M Director, Officer (EVP - Chief Compliance Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Finn Kevin M Director, Officer (EVP - Chief Compliance Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 5,775 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Madsen James Officer (EVP- Chief Bus. Dvlpmt Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Madsen James Officer (EVP- Chief Bus. Dvlpmt Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 5,775 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Berger Roy D Officer (EVP - Chief Marketing Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 250,000 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Berger Roy D Officer (EVP - Chief Marketing Officer) | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 5,775 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Rosen Jack Director | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 33,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-14 holding as of filing | Rosen Jack Director | 4 | Common Stock Options (right to buy) Derivative · Direct | Holding | 8,333 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-13 | Manchester Financial Group, LP | Manchester Douglas F Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Options (right to buy) Derivative · Direct | C Conversion of derivative security | +12,743 12,743 owned after | $6.00 exercise price | 2006-11-14 | |
| 2006-11-13 | Stanwood Kenneth Officer (Pres & CEO - Cygnus Comm.Inc.) | 4 | Common Stock Options (right to buy) Derivative · Direct | C Conversion of derivative security | +75,952 75,952 owned after | $6.00 exercise price | 2006-11-14 |