NEUROMETRIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-22: Reporting owner MCGILLIN FRANCIS X; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-22: Reporting owner HIGGINS THOMAS T; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-22: Reporting owner Gozani Shai; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-31: Reporting owner SURGENOR TIMOTHY R; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | MCGILLIN FRANCIS X Officer (Senior VP, Consumer) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 150,000 owned after | $1.47 exercise price | 2016-08-26 | |
| 2016-08-22 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 136,240 owned after | $1.47 exercise price | 2016-08-26 | |
| 2016-08-22 | Gozani Shai Director, Officer (President & CEO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 284,632 owned after | $1.47 exercise price | 2016-08-26 | |
| 2016-05-31 | SURGENOR TIMOTHY R Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,744 owned after | $1.70 exercise price | 2016-06-01 | |
| 2016-05-31 | Van Avermaete David Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 10,000 owned after | $1.70 exercise price | 2016-06-01 | |
| 2016-05-31 | Hinkle Allen J Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,744 owned after | $1.70 exercise price | 2016-06-01 | |
| 2016-05-31 | KATZ NANCY E Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,744 owned after | $1.70 exercise price | 2016-06-01 | |
| 2016-05-31 | Goodman David Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,744 owned after | $1.70 exercise price | 2016-06-01 |