NEUROMETRIX, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-03: Reporting owner KATZ NANCY E; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-03: Reporting owner Van Avermaete David; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-03: Reporting owner Goodman David; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-03: Reporting owner SURGENOR TIMOTHY R; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-03 | KATZ NANCY E Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,971 owned after | $1.93 exercise price | 2017-08-07 | |
| 2017-08-03 | Van Avermaete David Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 2,252 owned after | $1.93 exercise price | 2017-08-07 | |
| 2017-08-03 | Goodman David Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,971 owned after | $1.93 exercise price | 2017-08-07 | |
| 2017-08-03 | SURGENOR TIMOTHY R Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,971 owned after | $1.93 exercise price | 2017-08-07 | |
| 2013-10-02 holding as of filing | Van Avermaete David Director | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-10-02 | |
| 2010-12-17 holding as of filing | KATZ NANCY E Director | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-12-17 | |
| 2010-05-21 holding as of filing | Balachandran Krishnamurthy Officer (S. VP and GM, International) | 3/A | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-05-21 | |
| 2010-04-21 holding as of filing | NEUROMETRIX INC Officer (Senior Vice President & GM) | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-04-21 | |
| 2009-09-14 holding as of filing | HIGGINS THOMAS T Officer (Chief Financial Officer) | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-09-14 | |
| 2009-05-06 holding as of filing | Christensen Walter Officer (Sr. VP, Global Sales) | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-05-06 | |
| 2009-04-03 holding as of filing | SURGENOR TIMOTHY R Director | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-04-03 |