NEUROMETRIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-25: Reporting owner MCGILLIN FRANCIS X; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-31: Reporting owner HIGGINS THOMAS T; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-31: Reporting owner Gozani Shai; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-06: Reporting owner SURGENOR TIMOTHY R; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-25 | MCGILLIN FRANCIS X Officer (Senior VP, Consumer) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.88 exercise price | 2014-09-05 | |
| 2014-07-31 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $1.77 exercise price | 2014-09-05 | |
| 2014-07-31 | Gozani Shai Director, Officer (President & CEO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.77 exercise price | 2014-09-05 | |
| 2014-05-06 | SURGENOR TIMOTHY R Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.87 exercise price | 2014-05-29 | |
| 2014-05-06 | Van Avermaete David Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.87 exercise price | 2014-05-29 | |
| 2014-05-06 | KATZ NANCY E Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.87 exercise price | 2014-05-29 | |
| 2014-05-06 | Hinkle Allen J Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.87 exercise price | 2014-05-29 | |
| 2014-05-06 | Goodman David Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.87 exercise price | 2014-05-29 |