NEUROMETRIX, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-09: Reporting owner DEERFIELD CAPITAL LP | Flynn James E | DEERFIELD MANAGEMENT CO /NY | Deerfield Special Situations Fund, L.P. | Deerfield Special Situations Fund International LTD; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-09-09: Reporting owner DEERFIELD CAPITAL LP | Flynn James E | DEERFIELD MANAGEMENT CO /NY | Deerfield Special Situations Fund, L.P. | Deerfield Special Situations Fund International LTD; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-09 | DEERFIELD CAPITAL LP | Flynn James E | DEERFIELD MANAGEMENT CO /NY | Deerfield Special Situations Fund, L.P. | Deerfield Special Situations Fund International LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Through Deerfield Special Situations Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +876,489 876,489 owned after | $0.13 | 2009-09-11 | |
| 2009-09-09 | DEERFIELD CAPITAL LP | Flynn James E | DEERFIELD MANAGEMENT CO /NY | Deerfield Special Situations Fund, L.P. | Deerfield Special Situations Fund International LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Through Deerfield Special Situations Fund International Limited | P Open market or private purchase of non-derivative or derivative security | +1,544,750 1,544,750 owned after | $0.13 | 2009-09-11 |