NEUROMETRIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-23: Reporting owner Van Avermaete David; Form 4/A; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-30: Reporting owner Van Avermaete David; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-26: Reporting owner Williams Michael; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-26: Reporting owner HIGGINS THOMAS T; Form 4; Security Stock Options (right to buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-23 | Van Avermaete David Director | 4/A | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.65 exercise price | 2013-11-01 | |
| 2013-09-30 | Van Avermaete David Director | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.65 exercise price | 2013-10-02 | |
| 2013-07-26 | Williams Michael Officer (SVP of Engineering, CTO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $1.77 exercise price | 2013-07-26 | |
| 2013-07-26 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $1.77 exercise price | 2013-07-26 | |
| 2013-07-26 | Gozani Shai Director, Officer (President & CEO) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.77 exercise price | 2013-07-26 | |
| 2013-07-26 | Daniello Guy Officer (Senior Vice President of IT) | 4 | Stock Options (right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $1.77 exercise price | 2013-07-26 |