NEUROMETRIX, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows, 61 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-05-01: Reporting owner Goodman David; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-05-01: Reporting owner Van Avermaete David; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-05-01: Reporting owner HIGGINS THOMAS T; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-05-01: Reporting owner KATZ NANCY E; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-05-01 | Goodman David Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,730 0 owned after | no price filed | 2025-05-05 | |
| 2025-05-01 | Van Avermaete David Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,730 0 owned after | no price filed | 2025-05-05 | |
| 2025-05-01 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,308 0 owned after | no price filed | 2025-05-05 | |
| 2025-05-01 | KATZ NANCY E Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,730 0 owned after | no price filed | 2025-05-05 | |
| 2025-05-01 | Gozani Shai Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,384 0 owned after | no price filed | 2025-05-05 | |
| 2025-04-01 | HIGGINS THOMAS T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 2,811 owned after | $4.41 | 2025-04-03 | |
| 2025-04-01 | Gozani Shai Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 3,750 owned after | $4.41 | 2025-04-03 | |
| 2025-02-02 | HIGGINS THOMAS T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 497 owned after | $4.31 | 2025-02-05 | |
| 2025-02-02 | Gozani Shai Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −636 634 owned after | $4.31 | 2025-02-05 | |
| 2025-01-01 | HIGGINS THOMAS T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 3,280 owned after | $3.97 | 2025-02-05 | |
| 2025-01-01 | Gozani Shai Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 4,375 owned after | $3.97 | 2025-02-05 | |
| 2024-11-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 995 owned after | $4.00 | 2024-11-05 | |
| 2024-11-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −636 1,270 owned after | $4.00 | 2024-11-05 | |
| 2024-10-01 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 3,749 owned after | $4.18 | 2024-10-02 | |
| 2024-10-01 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 5,000 owned after | $4.18 | 2024-10-02 | |
| 2024-08-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 1,493 owned after | $3.46 | 2024-09-26 | |
| 2024-08-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −636 1,906 owned after | $3.46 | 2024-09-26 | |
| 2024-07-01 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 4,218 owned after | $3.64 | 2024-09-26 | |
| 2024-07-01 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 5,625 owned after | $3.64 | 2024-09-26 | |
| 2024-05-22 | Van Avermaete David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,730 13,730 owned after | $4.37 | 2024-05-24 | |
| 2024-05-22 | Goodman David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,730 13,730 owned after | $4.37 | 2024-05-24 | |
| 2024-05-22 | KATZ NANCY E Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,730 13,730 owned after | $4.37 | 2024-05-24 | |
| 2024-05-22 | Fluegel Bradley M Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,730 13,730 owned after | $4.37 | 2024-05-24 | |
| 2024-05-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 1,991 owned after | $4.47 | 2024-05-07 | |
| 2024-05-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −636 2,542 owned after | $4.47 | 2024-05-07 | |
| 2024-04-30 | Fluegel Bradley M Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,396 0 owned after | $4.37 | 2024-05-02 | |
| 2024-04-30 | Van Avermaete David Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,396 0 owned after | $4.37 | 2024-05-02 | |
| 2024-04-30 | Goodman David Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,396 0 owned after | $4.37 | 2024-05-02 | |
| 2024-04-30 | KATZ NANCY E Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,396 0 owned after | $4.37 | 2024-05-02 | |
| 2024-04-01 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 4,687 owned after | $4.06 | 2024-04-04 | |
| 2024-04-01 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 6,250 owned after | $4.06 | 2024-04-04 | |
| 2024-02-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −498 2,489 owned after | $3.03 | 2024-03-06 | |
| 2024-02-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −636 3,178 owned after | $3.03 | 2024-03-06 | |
| 2024-01-01 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 5,156 owned after | $3.60 | 2024-03-06 | |
| 2024-01-01 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 6,875 owned after | $3.60 | 2024-03-06 | |
| 2023-11-22 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,625 5,625 owned after | $3.60 exercise price | 2024-03-06 | |
| 2023-11-22 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $3.60 exercise price | 2024-03-06 | |
| 2023-11-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,983 23,896 owned after | $3.84 | 2024-03-06 | |
| 2023-11-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,086 30,513 owned after | $3.84 | 2024-03-06 | |
| 2023-08-04 | Fluegel Bradley M Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,165 43,165 owned after | $1.39 | 2023-08-04 | |
| 2023-08-04 | Goodman David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,165 43,165 owned after | $1.39 | 2023-08-04 | |
| 2023-08-04 | KATZ NANCY E Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,165 43,165 owned after | $1.39 | 2023-08-04 | |
| 2023-08-04 | Van Avermaete David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,165 43,165 owned after | $1.39 | 2023-08-04 | |
| 2023-08-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,983 27,879 owned after | $0.87 | 2023-08-04 | |
| 2023-08-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,086 35,599 owned after | $0.87 | 2023-08-04 | |
| 2023-05-02 | Goodman David Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,647 0 owned after | $1.39 | 2023-05-05 | |
| 2023-05-02 | KATZ NANCY E Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,647 0 owned after | $1.39 exercise price | 2023-05-05 | |
| 2023-05-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,983 31,862 owned after | $1.39 | 2023-05-05 | |
| 2023-05-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,086 40,685 owned after | $1.39 | 2023-05-05 | |
| 2023-05-02 | Van Avermaete David Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,647 0 owned after | $1.39 exercise price | 2023-05-05 | |
| 2023-02-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,086 45,771 owned after | $0.00 | 2023-02-10 | |
| 2023-02-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,983 35,845 owned after | $0.00 | 2023-02-10 | |
| 2022-11-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,086 50,857 owned after | $0.00 | 2023-02-10 | |
| 2022-11-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,983 39,828 owned after | $0.00 | 2023-02-10 | |
| 2022-08-02 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,086 55,943 owned after | $0.00 | 2023-02-10 | |
| 2022-08-02 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,983 43,811 owned after | $0.00 | 2023-02-10 | |
| 2022-05-24 | Gozani Shai Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,029 61,029 owned after | $3.40 | 2022-05-26 | |
| 2022-05-24 | Van Avermaete David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,647 17,647 owned after | $3.40 | 2022-05-26 | |
| 2022-05-24 | KATZ NANCY E Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,647 17,647 owned after | $3.40 | 2022-05-26 | |
| 2022-05-24 | Goodman David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,647 17,647 owned after | $3.40 | 2022-05-26 | |
| 2022-05-24 | HIGGINS THOMAS T Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,794 47,794 owned after | $3.40 | 2022-05-26 |