NANOSPHERE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-08: Reporting owner Davis Roy N.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-30: Reporting owner Mirkin Chad A.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-30: Reporting owner DE BRUIN ANDRE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-30: Reporting owner Randall Lorin; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-08 | Davis Roy N. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $3.45 exercise price | 2012-10-10 | |
| 2012-05-30 | Mirkin Chad A. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,157 49,157 owned after | $1.69 exercise price | 2012-10-10 | |
| 2012-05-30 | DE BRUIN ANDRE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,157 49,157 owned after | $1.69 exercise price | 2012-10-10 | |
| 2012-05-30 | Randall Lorin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,157 49,157 owned after | $1.69 exercise price | 2012-10-10 | |
| 2012-02-14 | Gibbons Winton G. Officer (SVP, Business Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.78 exercise price | 2012-02-16 | |
| 2012-02-14 | McGarrity Michael Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.78 exercise price | 2012-02-16 | |
| 2012-02-14 | Moody John Roger Jr Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.78 exercise price | 2012-02-16 | |
| 2012-02-14 | Patno Timothy Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.78 exercise price | 2012-02-16 |