NANOSPHERE INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-06: Reporting owner BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | FERRANTE DOMENIC J; Form 4/A; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | FERRANTE DOMENIC J; Form 4/A; Security Series D Convertible Preferred Stock Purchase Warrant; Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE INVESTORS, LLC; Form 4; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE INVESTORS, LLC; Form 4; Security Series D Convertible Preferred Stock Purchase Warrant; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-06 | BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | FERRANTE DOMENIC J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,364,136 0 owned after | $0.00 | 2007-11-16 | |
| 2007-11-06 | BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | FERRANTE DOMENIC J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | C Conversion of derivative security | −590,199 0 owned after | $10.94 | 2007-11-16 | |
| 2007-11-06 | BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE INVESTORS, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,928,180 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE INVESTORS, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | C Conversion of derivative security | −338,276 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | NAHIRNY JAMES J Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,922,927 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | NAHIRNY JAMES J Director, 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | C Conversion of derivative security | −337,355 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,364,136 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | C Conversion of derivative security | −590,199 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | CRISAN JEFFREY Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −244,692 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | CRISAN JEFFREY Director | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | C Conversion of derivative security | −42,928 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −28,571 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Seies D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −22,857 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct · (m) | C Conversion of derivative security | −4,010 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,145,397 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Series C-2 Convertible Preferred Stock Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −114,809 0 owned after | $8.75 exercise price | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −777,142 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | C Conversion of derivative security | −136,340 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −22,857 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,190,706 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −22,857 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −411,428 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,145,397 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series C-2 Convertible Preferred Stock Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −114,809 0 owned after | $8.75 exercise price | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −777,142 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | C Conversion of derivative security | −136,340 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −34,285 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | C Conversion of derivative security | −6,015 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | ROSENBERG SHELI Z Director | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −40,004 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | ROSENBERG SHELI Z Director | 4 | Series C-2 Convertible Preferred Stock Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,904 0 owned after | $8.75 exercise price | 2007-11-08 | |
| 2007-11-06 | ROSENBERG SHELI Z Director | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −17,142 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | ROSENBERG SHELI Z Director | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,007 0 owned after | $10.94 exercise price | 2007-11-08 | |
| 2007-11-06 | Lurie Investments, Inc. 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −22,857 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lurie Investments, Inc. 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,145,397 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lurie Investments, Inc. 10% Owner | 4 | Series C-2 Convertible Preferred Stock Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −114,809 0 owned after | $8.75 exercise price | 2007-11-08 | |
| 2007-11-06 | Lurie Investments, Inc. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −777,142 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lurie Investments, Inc. 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | C Conversion of derivative security | −136,340 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | Lurie Investment Fund, L.L.C. 10% Owner | 4 | Series C-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +2,145,397 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lurie Investment Fund, L.L.C. 10% Owner | 4 | Series C-2 Convertible Preferred Stock Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +114,809 0 owned after | $8.75 exercise price | 2007-11-08 | |
| 2007-11-06 | Lurie Investment Fund, L.L.C. 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +777,142 0 owned after | $0.00 | 2007-11-08 | |
| 2007-11-06 | Lurie Investment Fund, L.L.C. 10% Owner | 4 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct | C Conversion of derivative security | +136,340 0 owned after | $10.94 | 2007-11-08 | |
| 2007-10-31 holding as of filing | NAHIRNY JAMES J Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | NAHIRNY JAMES J Director, 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | CRISAN JEFFREY Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | CRISAN JEFFREY Director | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnote | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL PARTNERS FUND LP | FERRANTE DOMENIC J | BROOKSIDE CAPITAL INVESTORS L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL PARTNERS FUND LP | FERRANTE DOMENIC J | BROOKSIDE CAPITAL INVESTORS L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | BAIN CAPITAL VENTURE INVESTORS, LLC | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | BAIN CAPITAL VENTURE INVESTORS, LLC | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · See Footnotes | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investment Fund, L.L.C. 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investment Fund, L.L.C. 10% Owner | 3 | Series C-2 Convertible Preferred Stock Purchase Warrant Derivative · Direct | Holding | $8.75 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investment Fund, L.L.C. 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investment Fund, L.L.C. 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct · (m) | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series C-2 Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $8.75 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | WHITE WILLIAM T 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series C-2 Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $8.75 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | SLEZAK MARK Director, 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | ROSENBERG SHELI Z Director | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | ROSENBERG SHELI Z Director | 3 | Series C-2 Convertible Preferred Stock Purchase Warrant Derivative · Direct | Holding | $8.75 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | ROSENBERG SHELI Z Director | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | ROSENBERG SHELI Z Director | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Direct | Holding | $10.94 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investments, Inc. 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investments, Inc. 10% Owner | 3 | Series C-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investments, Inc. 10% Owner | 3 | Series C-2 Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $8.75 exercise price | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investments, Inc. 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-10-31 | ||
| 2007-10-31 holding as of filing | Lurie Investments, Inc. 10% Owner | 3 | Series D Convertible Preferred Stock Purchase Warrant Derivative · Indirect · (m) | Holding | $10.94 exercise price | 2007-10-31 |