NANOSPHERE INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-23: Reporting owner Bahk Kenneth D; Form 4; Security RSU (Right to Acquire); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-04-23: Reporting owner Moody John Roger Jr; Form 4; Security RSU (Right to Acquire); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-04-23: Reporting owner McGarrity Michael; Form 4; Security RSU (Right to Acquire); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-02-23: Reporting owner Patno Timothy; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-23 | Bahk Kenneth D Officer (Chief Strategy Officer) | 4 | RSU (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | no price filed | 2013-05-13 | |
| 2013-04-23 | Moody John Roger Jr Officer (Chief Financial Officer) | 4 | RSU (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | no price filed | 2013-04-25 | |
| 2013-04-23 | McGarrity Michael Director, Officer (President and CEO) | 4 | RSU (Right to Acquire) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | no price filed | 2013-04-25 | |
| 2010-02-23 holding as of filing | Patno Timothy Officer (Vice President of Technology) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-02-23 |