NANOSPHERE INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-06: Reporting owner BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | FERRANTE DOMENIC J; Form 4/A; Security Warrant (right to buy); Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE INVESTORS, LLC; Form 4; Security Warrant (right to buy); Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner NAHIRNY JAMES J; Form 4; Security Warrant (right to buy); Transaction C Conversion of derivative security.
- 2007-11-06: Reporting owner BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J; Form 4; Security Warrant (right to buy); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-06 | BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | FERRANTE DOMENIC J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · See Footnote | C Conversion of derivative security | +590,199 590,199 owned after | $10.94 | 2007-11-16 | |
| 2007-11-06 | BAIN CAPITAL VENTURE FUND 2005, L.P. | KRUPKA MICHAEL A | BAIN CAPITAL VENTURE PARTNERS 2005, L.P. | BAIN CAPITAL VENTURE INVESTORS, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | C Conversion of derivative security | +338,276 338,276 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | NAHIRNY JAMES J Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | C Conversion of derivative security | +337,355 337,355 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | C Conversion of derivative security | +590,199 590,199 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | CRISAN JEFFREY Director | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | C Conversion of derivative security | +42,928 42,928 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Warrant (right to buy) Derivative · Direct · (m) | C Conversion of derivative security | +4,010 0 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | WHITE WILLIAM T 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | C Conversion of derivative security | +136,340 136,340 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | C Conversion of derivative security | +136,340 136,340 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | SLEZAK MARK Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | C Conversion of derivative security | +6,015 6,015 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | Lurie Investments, Inc. 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · (m) | C Conversion of derivative security | +136,340 136,340 owned after | $10.94 | 2007-11-08 | |
| 2007-11-06 | Lurie Investment Fund, L.L.C. 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | C Conversion of derivative security | −136,340 136,340 owned after | $10.94 | 2007-11-08 |