NANOSPHERE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-20: Reporting owner Ward Michael James; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-04-20: Reporting owner McGarrity Michael; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-04-20: Reporting owner Randall Lorin; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-04-20: Reporting owner Holmlin R. Erik; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-20 | Ward Michael James Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2016-04-22 | |
| 2016-04-20 | McGarrity Michael Director, Officer (President and CEO) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 368,792 owned after | $0.00 | 2016-04-22 | |
| 2016-04-20 | Randall Lorin Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2016-04-22 | |
| 2016-04-20 | Holmlin R. Erik Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2016-04-22 | |
| 2016-04-20 | Bahk Kenneth D Officer (Chief Strategy Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 85,000 owned after | $0.00 | 2016-04-22 | |
| 2016-04-20 | Cartwright Gene S Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2016-04-22 | |
| 2016-04-20 | Moinuddin Farzana Officer (Interim CFO) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 16,008 owned after | $0.00 | 2016-04-22 | |
| 2016-03-01 | Moinuddin Farzana Officer (Interim CFO) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,008 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | McGarrity Michael Director, Officer (President and CEO) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 143,793 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Bahk Kenneth D Officer (Chief Strategy Officer) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 35,000 owned after | $0.00 | 2016-03-03 |