NANOSPHERE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-28: Reporting owner MOFFITT WILLIAM P; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner Mirkin Chad A.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner ROSENBERG SHELI Z; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-01: Reporting owner DE BRUIN ANDRE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-28 | MOFFITT WILLIAM P Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $1.38 exercise price | 2011-12-30 | |
| 2011-06-01 | Mirkin Chad A. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,060 39,060 owned after | $4.50 exercise price | 2011-06-03 | |
| 2011-06-01 | ROSENBERG SHELI Z Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,060 39,060 owned after | $4.50 exercise price | 2011-06-03 | |
| 2011-06-01 | DE BRUIN ANDRE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,060 39,060 owned after | $4.50 exercise price | 2011-06-03 | |
| 2011-06-01 | Randall Lorin Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,060 39,060 owned after | $4.50 exercise price | 2011-06-03 |