MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-02: Reporting owner VOIC DAN; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-02: Reporting owner Dwyer Joseph P; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-02: Reporting owner Ludecker Robert S; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-02: Reporting owner Brennan Joseph J; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-02 | VOIC DAN Officer (VP, R&D and Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.25 exercise price | 2017-11-03 | |
| 2017-11-02 | Dwyer Joseph P Officer (CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.25 exercise price | 2017-11-03 | |
| 2017-11-02 | Ludecker Robert S Officer (SVP-Global Sales & Mktg.) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $10.25 exercise price | 2017-11-03 | |
| 2017-11-02 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.25 exercise price | 2017-11-03 | |
| 2017-11-02 | Salerno John Joseph Officer (VP-Quality & Regulatory) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.25 exercise price | 2017-11-03 | |
| 2017-11-02 | Wright Christopher H Officer (VP-US Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.25 exercise price | 2017-11-03 | |
| 2017-09-21 | Vizirgianakis Stavros G. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $6.71 exercise price | 2017-09-25 | |
| 2017-09-21 | Vizirgianakis Stavros G. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $7.20 exercise price | 2017-09-25 | |
| 2017-08-21 | Dwyer Joseph P Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.20 exercise price | 2017-08-23 | |
| 2017-08-16 | McBrayer Patrick A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.69 exercise price | 2017-08-18 | |
| 2017-08-16 | McBrayer Patrick A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.69 exercise price | 2017-08-18 | |
| 2017-08-16 | Miner Charles Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.69 exercise price | 2017-08-18 | |
| 2017-08-16 | PATTON THOMAS M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.69 exercise price | 2017-08-18 | |
| 2017-08-16 | PATTON THOMAS M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $9.69 exercise price | 2017-08-18 | |
| 2017-08-16 | GILDEA JOHN Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.69 exercise price | 2017-08-18 | |
| 2017-06-05 | ZAREMBA RICHARD A Officer (Sr. VP - Finance) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 7,000 owned after | $2.96 exercise price | 2017-06-06 | |
| 2017-02-06 | GILDEA JOHN Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.42 exercise price | 2017-02-08 | |
| 2017-01-25 | Miner Charles Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.42 exercise price | 2017-01-27 |