MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-06: Reporting owner Brennan Joseph J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-06: Reporting owner Brennan Joseph J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-06: Reporting owner Brennan Joseph J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-28: Reporting owner Wright Christopher H; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-06 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,250 1,750 owned after | $9.38 exercise price | 2018-12-07 | |
| 2018-12-06 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $9.53 exercise price | 2018-12-07 | |
| 2018-12-06 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $10.25 exercise price | 2018-12-07 | |
| 2018-11-28 | Wright Christopher H Officer (VP - US Sales) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.67 exercise price | 2018-11-29 | |
| 2018-11-16 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,000 owned after | $9.38 exercise price | 2018-11-20 | |
| 2018-11-14 | McBrayer Patrick A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.95 exercise price | 2018-11-16 | |
| 2018-11-14 | Miner Charles Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.95 exercise price | 2018-11-16 | |
| 2018-11-14 | PATTON THOMAS M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.95 exercise price | 2018-11-16 | |
| 2018-08-27 | Ludecker Robert S Officer (SVP-Global Sales & Mktg) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,057 3,443 owned after | $4.68 exercise price | 2018-08-27 | |
| 2018-08-01 | Ludecker Robert S Officer (SVP - Global Sales & Mktg.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 5,500 owned after | $4.68 exercise price | 2018-08-02 | |
| 2018-07-24 | Dwyer Joseph P Officer (CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.90 exercise price | 2018-07-26 | |
| 2018-07-24 | Ludecker Robert S Officer (SVP - Global Sales & Mktg.) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $15.90 exercise price | 2018-07-26 | |
| 2018-07-24 | Wright Christopher H Officer (VP - US Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $15.90 exercise price | 2018-07-26 | |
| 2018-07-24 | VOIC DAN Officer (VP, R&D and Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $15.90 exercise price | 2018-07-26 | |
| 2018-07-24 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $15.90 exercise price | 2018-07-26 | |
| 2018-07-24 | Salerno John Joseph Officer (VP, Quality & Regulatory) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $15.90 exercise price | 2018-07-26 | |
| 2018-07-23 | Ludecker Robert S Officer (SVP- Global Sales & Mktg.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 9,500 owned after | $4.68 exercise price | 2018-07-25 | |
| 2018-07-18 | Watanabe Gwendolyn A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $13.50 exercise price | 2018-07-20 | |
| 2018-06-26 | Miner Charles Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.66 exercise price | 2018-06-28 |