MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-30: Reporting owner ZAREMBA RICHARD A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-30: Reporting owner ZAREMBA RICHARD A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-30: Reporting owner ZAREMBA RICHARD A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-30: Reporting owner ZAREMBA RICHARD A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-30 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $7.67 exercise price | 2015-11-03 | |
| 2015-10-30 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 0 owned after | $2.19 exercise price | 2015-11-03 | |
| 2015-10-30 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $2.96 exercise price | 2015-11-03 | |
| 2015-10-30 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $4.68 exercise price | 2015-11-03 | |
| 2015-09-14 | VOIC DAN Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $7.60 exercise price | 2015-09-16 | |
| 2015-09-10 | Miner Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $7.60 exercise price | 2015-09-11 | |
| 2015-08-19 | MCMANUS MICHAEL A JR Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.60 exercise price | 2015-08-20 | |
| 2015-08-18 | Brennan Joseph J Officer (Vice President, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $9.38 exercise price | 2015-08-20 | |
| 2015-08-18 | Ludecker Robert S Officer (SVP, Global Sales & Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.38 exercise price | 2015-08-20 | |
| 2015-08-18 | Wright Christopher H Officer (Vice President - U.S. Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.38 exercise price | 2015-08-20 | |
| 2015-08-18 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.38 exercise price | 2015-08-20 | |
| 2015-08-18 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $9.38 exercise price | 2015-08-20 | |
| 2015-05-22 | MCMANUS MICHAEL A JR Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $11.88 exercise price | 2015-05-26 | |
| 2015-05-14 | Ludecker Robert S Officer (Senior VP of Sales & Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $12.77 exercise price | 2015-05-18 | |
| 2015-02-12 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.87 exercise price | 2015-02-12 | |
| 2015-02-10 | ALLIGER HOWARD Other (Director Emeritus) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 0 owned after | $5.42 exercise price | 2015-02-11 | |
| 2015-02-09 | ALLIGER HOWARD Other (Director Emeritus) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 2,400 owned after | $5.42 exercise price | 2015-02-10 | |
| 2015-02-06 | ALLIGER HOWARD Other (Director Emeritus) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $5.42 exercise price | 2015-02-10 | |
| 2015-02-03 | McBrayer Patrick A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.20 exercise price | 2015-02-05 | |
| 2015-02-03 | Vizirgianakis Stavros G. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.20 exercise price | 2015-02-05 | |
| 2015-02-03 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.20 exercise price | 2015-02-05 | |
| 2015-02-03 | ONEILL THOMAS F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.20 exercise price | 2015-02-05 | |
| 2015-02-03 | GILDEA JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.20 exercise price | 2015-02-05 | |
| 2015-02-03 | Miner Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.20 exercise price | 2015-02-05 |