MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner MCMANUS MICHAEL A JR; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner MINETTI T GUY; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner ALLIGER HOWARD; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner Miner Charles; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | MCMANUS MICHAEL A JR Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300 6,300 owned after | $6.18 exercise price | 2012-12-07 | |
| 2012-12-04 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.20 exercise price | 2012-12-05 | |
| 2012-12-04 | ALLIGER HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.20 exercise price | 2012-12-05 | |
| 2012-12-04 | Miner Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.20 exercise price | 2012-12-05 | |
| 2012-12-04 | ONEILL THOMAS F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.20 exercise price | 2012-12-05 | |
| 2012-12-04 | GILDEA JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.20 exercise price | 2012-12-05 | |
| 2012-11-28 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 4,750 owned after | $1.82 exercise price | 2012-11-29 | |
| 2012-11-12 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $1.82 exercise price | 2012-11-13 | |
| 2012-11-12 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 15,000 owned after | $2.04 exercise price | 2012-11-13 | |
| 2012-10-05 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,000 owned after | $0.85 exercise price | 2012-10-09 | |
| 2012-10-04 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 250 owned after | $0.85 exercise price | 2012-10-05 | |
| 2012-10-01 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 5,750 owned after | $1.82 exercise price | 2012-10-02 | |
| 2012-10-01 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 250 owned after | $0.85 exercise price | 2012-10-02 | |
| 2012-09-11 | Manna Ronald Officer (VP, Regulatory Affairs) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $2.96 exercise price | 2012-09-13 | |
| 2012-09-11 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.96 exercise price | 2012-09-13 | |
| 2012-09-11 | Ryan Michael C Officer (SVP, Medical Division) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.96 exercise price | 2012-09-13 | |
| 2012-09-11 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.96 exercise price | 2012-09-13 | |
| 2012-09-11 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.96 exercise price | 2012-09-13 | |
| 2012-09-11 | MCMANUS MICHAEL A JR Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,700 118,700 owned after | $2.96 exercise price | 2012-09-13 | |
| 2012-05-14 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 1,250 owned after | $0.85 exercise price | 2012-05-14 |