MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-19: Reporting owner Voic Daniel; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-19: Reporting owner Voic Daniel; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-19: Reporting owner Voic Daniel; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-19: Reporting owner Voic Daniel; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.85 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.82 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.45 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.04 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.82 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.04 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $2.44 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 7,500 owned after | $2.19 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $2.96 exercise price | 2014-11-21 | |
| 2014-11-19 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $4.68 exercise price | 2014-11-21 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 0 owned after | $0.85 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $7.60 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $5.82 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $3.45 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.04 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.82 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $2.04 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.44 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,125 1,375 owned after | $2.19 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 2,750 owned after | $2.96 exercise price | 2014-11-17 | |
| 2014-11-13 | Manna Ronald Officer (VP, New Prod. Dev. & Reg. Aff.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 4,125 owned after | $4.68 exercise price | 2014-11-17 | |
| 2014-11-12 | ALLIGER HOWARD Other (Director Emeritus) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 12,000 owned after | $5.42 exercise price | 2014-11-14 | |
| 2014-09-19 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $2.44 exercise price | 2014-09-23 | |
| 2014-09-19 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,250 8,750 owned after | $2.19 exercise price | 2014-09-23 | |
| 2014-09-19 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $2.96 exercise price | 2014-09-23 | |
| 2014-09-19 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $4.68 exercise price | 2014-09-23 | |
| 2014-09-15 | MCMANUS MICHAEL A JR Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $5.18 exercise price | 2014-09-17 | |
| 2014-09-15 | MCMANUS MICHAEL A JR Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,000 0 owned after | $5.18 exercise price | 2014-09-17 | |
| 2014-09-12 | ALLIGER HOWARD Other (Director Emeritus) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.66 exercise price | 2014-09-16 | |
| 2014-09-11 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $8.00 exercise price | 2014-09-12 | |
| 2014-09-11 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $7.60 exercise price | 2014-09-12 | |
| 2014-09-09 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $7.67 exercise price | 2014-09-11 | |
| 2014-09-09 | Manna Ronald Officer (VP, Regulatory Affairs) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $7.67 exercise price | 2014-09-11 | |
| 2014-09-09 | MCMANUS MICHAEL A JR Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $7.67 exercise price | 2014-09-11 | |
| 2014-09-09 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.67 exercise price | 2014-09-11 | |
| 2014-09-09 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $1.82 exercise price | 2014-09-11 | |
| 2014-09-09 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $5.82 exercise price | 2014-09-11 | |
| 2014-09-09 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $3.45 exercise price | 2014-09-11 | |
| 2014-09-09 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.04 exercise price | 2014-09-11 | |
| 2014-09-09 | Ludecker Robert S Officer (Global VP of Sales & Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $7.67 exercise price | 2014-09-11 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.45 exercise price | 2014-06-12 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.04 exercise price | 2014-06-12 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $2.04 exercise price | 2014-06-12 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $2.44 exercise price | 2014-06-12 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 1,500 owned after | $1.82 exercise price | 2014-06-12 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $2.19 exercise price | 2014-06-12 | |
| 2014-06-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 4,500 owned after | $2.96 exercise price | 2014-06-12 | |
| 2014-05-12 | MCMANUS MICHAEL A JR Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $1.82 exercise price | 2014-05-13 | |
| 2014-02-20 | MCMANUS MICHAEL A JR Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $1.91 exercise price | 2014-02-21 | |
| 2014-02-18 | ALLIGER HOWARD Other (Director Emeritus) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $2.41 exercise price | 2014-03-10 | |
| 2014-01-16 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.99 exercise price | 2014-01-21 | |
| 2014-01-14 | ONEILL THOMAS F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $2.41 exercise price | 2014-01-14 | |
| 2014-01-13 | ONEILL THOMAS F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.66 exercise price | 2014-01-14 |