MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-21: Reporting owner Vizirgianakis Stavros G.; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-21: Reporting owner Vizirgianakis Stavros G.; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-06: Reporting owner Consilvio Michael L; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-06: Reporting owner Ludecker Robert S; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-21 | Vizirgianakis Stavros G. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 3,750 owned after | $6.71 exercise price | 2016-12-22 | |
| 2016-12-21 | Vizirgianakis Stavros G. Director, Officer (President and CEO), 10% Owner | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 3,750 owned after | $5.81 exercise price | 2016-12-22 | |
| 2016-12-06 | Consilvio Michael L Officer (VP-Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-12-06 | Ludecker Robert S Officer (SVP-Global Sales & Mktg.) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-12-06 | Wright Christopher H Officer (VP-US Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-12-06 | Brennan Joseph J Officer (VP, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-12-06 | ZAREMBA RICHARD A Officer (VP, Finance) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-12-06 | VOIC DAN Officer (VP, R & D and Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-12-06 | Salerno John Joseph Officer (VP-Quality & Regulatory) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $9.53 exercise price | 2016-12-08 | |
| 2016-11-03 | Consilvio Michael L Officer (VP - Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $6.76 exercise price | 2016-11-07 | |
| 2016-11-03 | Ludecker Robert S Officer (SVP. Global Sales & Mktg.) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $6.76 exercise price | 2016-11-07 | |
| 2016-11-03 | Wright Christopher H Officer (VP - US Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.76 exercise price | 2016-11-07 | |
| 2016-06-30 | MCMANUS MICHAEL A JR Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 55,000 owned after | $1.91 exercise price | 2016-07-01 | |
| 2016-02-04 | McBrayer Patrick A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.20 exercise price | 2016-02-08 | |
| 2016-02-04 | Vizirgianakis Stavros G. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.20 exercise price | 2016-02-08 | |
| 2016-02-04 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.20 exercise price | 2016-02-08 | |
| 2016-02-04 | GILDEA JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.20 exercise price | 2016-02-08 | |
| 2016-02-04 | Miner Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.20 exercise price | 2016-02-08 | |
| 2016-02-04 | PATTON THOMAS M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.20 exercise price | 2016-02-08 |