MINDBODY, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-24: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-24: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-24: Reporting owner WHITE BRETT T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-07: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-24 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 9,375 owned after | $14.50 exercise price | 2018-12-27 | |
| 2018-12-24 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 11,280 owned after | $13.91 exercise price | 2018-12-27 | |
| 2018-12-24 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 59,467 owned after | $7.71 exercise price | 2018-12-27 | |
| 2018-09-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,437 14,063 owned after | $14.50 exercise price | 2018-09-11 | |
| 2018-08-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 0 owned after | $10.62 exercise price | 2018-08-09 | |
| 2018-06-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 69,467 owned after | $7.71 exercise price | 2018-06-04 | |
| 2018-05-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 16,280 owned after | $13.91 exercise price | 2018-05-08 | |
| 2018-05-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 89,467 owned after | $7.71 exercise price | 2018-05-03 | |
| 2018-04-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 109,467 owned after | $7.71 exercise price | 2018-04-04 | |
| 2018-03-12 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,734 17,041 owned after | $13.91 exercise price | 2018-03-13 | |
| 2018-03-12 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,266 19,034 owned after | $16.98 exercise price | 2018-03-13 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 3,250 owned after | $14.48 exercise price | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 23,500 owned after | $14.50 exercise price | 2018-03-08 | |
| 2018-03-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 14,500 owned after | $10.62 exercise price | 2018-03-08 | |
| 2018-03-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 129,467 owned after | $7.71 exercise price | 2018-03-02 | |
| 2018-02-26 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 23,438 owned after | $15.12 exercise price | 2018-02-27 | |
| 2018-02-26 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,438 20,775 owned after | $13.91 exercise price | 2018-02-27 | |
| 2018-02-23 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $15.12 exercise price | 2018-02-27 | |
| 2018-02-23 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 149,467 owned after | $7.71 exercise price | 2018-02-27 | |
| 2018-02-20 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Stock Option (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,578 14,578 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,768 6,768 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,384 3,384 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,537 13,537 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | Stollmeyer Richard Lee Director, Officer (CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,397 60,397 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | WHITE BRETT T Officer (CFO & COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,826 20,826 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | MANSBACH MICHAEL JOSEPH Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,240 31,240 owned after | $33.45 exercise price | 2018-02-22 | |
| 2018-02-20 | Baker Mark Andrew Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,298 34,298 owned after | $33.45 exercise price | 2018-02-22 |