MINDBODY, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-07: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-07: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-01: Reporting owner WHITE BRETT T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-28: Reporting owner Wills Bradford Lee; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,500 owned after | $10.62 exercise price | 2017-12-11 | |
| 2017-12-07 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,868 19,780 owned after | $13.91 exercise price | 2017-12-11 | |
| 2017-12-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 169,467 owned after | $7.71 exercise price | 2017-12-04 | |
| 2017-11-28 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,072 2,866 owned after | $9.94 exercise price | 2017-11-30 | |
| 2017-11-28 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,672 2,343 owned after | $10.62 exercise price | 2017-11-30 | |
| 2017-11-28 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,187 7,813 owned after | $14.48 exercise price | 2017-11-30 | |
| 2017-11-28 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,069 33,931 owned after | $14.50 exercise price | 2017-11-30 | |
| 2017-11-27 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $15.12 exercise price | 2017-11-28 | |
| 2017-11-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 179,467 owned after | $7.71 exercise price | 2017-11-02 | |
| 2017-10-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,390 0 owned after | $7.71 exercise price | 2017-10-31 | |
| 2017-10-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,485 11,015 owned after | $10.62 exercise price | 2017-10-31 | |
| 2017-10-27 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 24,213 owned after | $13.91 exercise price | 2017-10-31 | |
| 2017-10-25 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 33,000 owned after | $14.50 exercise price | 2017-10-27 | |
| 2017-10-25 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 4,500 owned after | $14.48 exercise price | 2017-10-27 | |
| 2017-10-09 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,500 50,500 owned after | $10.62 exercise price | 2017-10-11 | |
| 2017-10-02 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 189,467 owned after | $7.71 exercise price | 2017-10-03 | |
| 2017-09-05 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 199,467 owned after | $7.71 exercise price | 2017-09-07 | |
| 2017-08-21 | MANSBACH MICHAEL JOSEPH Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,224 102,224 owned after | $23.05 exercise price | 2017-08-23 | |
| 2017-07-28 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 209,467 owned after | $7.71 exercise price | 2017-08-01 | |
| 2017-06-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,043 7,390 owned after | $7.71 exercise price | 2017-06-29 | |
| 2017-06-14 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 10,938 owned after | $9.94 exercise price | 2017-06-16 | |
| 2017-05-30 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,040 8,433 owned after | $7.71 exercise price | 2017-06-01 | |
| 2017-05-26 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,750 81,000 owned after | $10.62 exercise price | 2017-05-31 | |
| 2017-05-16 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 11,198 owned after | $9.94 exercise price | 2017-05-18 | |
| 2017-05-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 219,467 owned after | $7.71 exercise price | 2017-05-03 | |
| 2017-04-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,043 9,473 owned after | $7.71 exercise price | 2017-04-28 | |
| 2017-04-20 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Stock Option (right to buy) Derivative · Indirect · By spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,300 14,300 owned after | $27.35 exercise price | 2017-07-28 | |
| 2017-04-17 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 11,458 owned after | $9.94 exercise price | 2017-04-19 | |
| 2017-04-03 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 239,467 owned after | $7.71 exercise price | 2017-04-05 | |
| 2017-03-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,042 10,516 owned after | $7.71 exercise price | 2017-03-28 | |
| 2017-03-16 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,390 11,558 owned after | $7.71 exercise price | 2017-03-20 | |
| 2017-03-16 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −782 11,718 owned after | $9.94 exercise price | 2017-03-20 | |
| 2017-03-01 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 259,467 owned after | $7.71 exercise price | 2017-03-03 | |
| 2017-02-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,040 18,948 owned after | $7.71 exercise price | 2017-03-01 | |
| 2017-02-21 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,697 30,697 owned after | $25.15 exercise price | 2017-02-23 | |
| 2017-02-21 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,368 32,368 owned after | $25.15 exercise price | 2017-02-23 | |
| 2017-02-21 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,576 34,576 owned after | $25.15 exercise price | 2017-02-23 | |
| 2017-02-21 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,377 11,377 owned after | $25.15 exercise price | 2017-02-23 | |
| 2017-02-21 | WHITE BRETT T Officer (CFO & COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,374 80,374 owned after | $25.15 exercise price | 2017-02-23 | |
| 2017-02-21 | Stollmeyer Richard Lee Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +141,795 141,795 owned after | $25.15 exercise price | 2017-02-23 | |
| 2017-02-13 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 40,000 owned after | $15.12 exercise price | 2017-02-15 | |
| 2017-02-13 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 101,750 owned after | $10.62 exercise price | 2017-02-14 | |
| 2017-02-10 | Lytikainen Kimberly Gail Officer (Chief Legal Officer &Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,750 107,750 owned after | $10.62 exercise price | 2017-02-14 | |
| 2017-02-10 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 279,467 owned after | $7.71 exercise price | 2017-02-14 | |
| 2017-01-27 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,043 19,988 owned after | $7.71 exercise price | 2017-01-31 | |
| 2017-01-09 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,220 21,031 owned after | $7.71 exercise price | 2017-01-11 |