MINDBODY, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-17: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-17: Reporting owner WHITE BRETT T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-22: Reporting owner Mittal Kunal; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-08: Reporting owner Lytikainen Kimberly Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | Lytikainen Kimberly Gail Officer (General Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 122,500 owned after | $10.62 exercise price | 2016-11-21 | |
| 2016-11-17 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 299,467 owned after | $7.71 exercise price | 2016-11-21 | |
| 2016-08-22 | Mittal Kunal Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,300 20,300 owned after | $16.98 exercise price | 2016-08-24 | |
| 2016-08-08 | Lytikainen Kimberly Gail Officer (General Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 142,500 owned after | $10.62 exercise price | 2016-08-10 | |
| 2016-08-08 | WHITE BRETT T Officer (CFO & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 319,467 owned after | $7.71 exercise price | 2016-08-10 | |
| 2016-08-02 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,749 31,251 owned after | $7.71 exercise price | 2016-08-04 | |
| 2016-07-29 holding as of filing | Mittal Kunal Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $15.12 exercise price | 2016-07-29 | ||
| 2016-07-29 holding as of filing | Mittal Kunal Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.91 exercise price | 2016-07-29 | ||
| 2016-03-21 | Wills Bradford Lee Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,344 24,344 owned after | $13.91 exercise price | 2016-03-23 | |
| 2016-03-21 | Brandenburg Chet Ian Officer (Chief Product Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,082 34,082 owned after | $13.91 exercise price | 2016-03-23 | |
| 2016-03-21 | Lytikainen Kimberly Gail Officer (General Counsel & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,648 31,648 owned after | $13.91 exercise price | 2016-03-23 | |
| 2016-03-21 | WHITE BRETT T Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,165 68,165 owned after | $13.91 exercise price | 2016-03-23 | |
| 2016-03-21 | Murphy Robert John Director, Officer (Chief Operating Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,344 24,344 owned after | $13.91 exercise price | 2016-03-23 | |
| 2016-03-21 | Stollmeyer Richard Lee Director, Officer (President & CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,379 97,379 owned after | $13.91 exercise price | 2016-03-23 | |
| 2016-01-20 | Murphy Robert John Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy Class B Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,837 124,890 owned after | $1.39 exercise price | 2016-01-22 |